4//SEC Filing
CATERPILLAR INC 4
Accession 0000018230-17-000096
$CATCIK 0000018230operating
Filed
Mar 13, 8:00 PM ET
Accepted
Mar 14, 5:22 PM ET
Size
5.7 KB
Accession
0000018230-17-000096
Insider Transaction Report
Form 4
Copeland Jananne A.
Chief Accounting Officer
Transactions
- Award
Phantom Stock Units
2017-03-10$92.31/sh+40$3,692→ 2,835 total→ Common Stock (40 underlying)
Footnotes (3)
- [F1]Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
- [F2]This total includes 27 shares that were credited to the reporting person's account under the Supplemental Deferred Compensation Plan (the "Plan") at a price per share of $92.31 and 13 shares that were contributed to the reporting person's account pursuant to the terms of the Plan for no consideration.
- [F3]The phantom stock units were acquired under the Plan and are to be settled 100% in cash upon the reporting person's retirment or separation from service.
Documents
Issuer
CATERPILLAR INC
CIK 0000018230
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000018230
Filing Metadata
- Form type
- 4
- Filed
- Mar 13, 8:00 PM ET
- Accepted
- Mar 14, 5:22 PM ET
- Size
- 5.7 KB