CATERPILLAR INC 4
4 · CATERPILLAR INC · Filed Apr 3, 2017
Insider Transaction Report
Form 4
DICKINSON DANIEL M
Director
Transactions
- Award
Phantom Stock Units
2017-03-31$92.63/sh+405$37,515→ 25,026 total→ Common Stock (405 underlying)
Footnotes (4)
- [F1]Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
- [F2]Phantom stock units awareded or acquired in lieu of director cash compensation.
- [F3]The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.
- [F4]Includes adjustments for dividends accrued.