4//SEC Filing
CATERPILLAR INC 4
Accession 0000018230-17-000113
$CATCIK 0000018230operating
Filed
Apr 2, 8:00 PM ET
Accepted
Apr 3, 6:43 PM ET
Size
5.7 KB
Accession
0000018230-17-000113
Insider Transaction Report
Form 4
DICKINSON DANIEL M
Director
Transactions
- Award
Phantom Stock Units
2017-03-31$92.63/sh+405$37,515→ 25,026 total→ Common Stock (405 underlying)
Footnotes (4)
- [F1]Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
- [F2]Phantom stock units awareded or acquired in lieu of director cash compensation.
- [F3]The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.
- [F4]Includes adjustments for dividends accrued.
Documents
Issuer
CATERPILLAR INC
CIK 0000018230
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000018230
Filing Metadata
- Form type
- 4
- Filed
- Apr 2, 8:00 PM ET
- Accepted
- Apr 3, 6:43 PM ET
- Size
- 5.7 KB