Home/Filings/4/0000018230-17-000320
4//SEC Filing

Copeland Jananne A. 4

Accession 0000018230-17-000320

CIK 0000018230other

Filed

Dec 26, 7:00 PM ET

Accepted

Dec 27, 8:50 PM ET

Size

5.8 KB

Accession

0000018230-17-000320

Insider Transaction Report

Form 4
Period: 2017-12-26
Copeland Jananne A.
Chief Accounting Officer
Transactions
  • Award

    Phantom Stock Units

    2017-12-26$156.44/sh+18$2,8162,893 total
    Common Stock (18 underlying)
Footnotes (3)
  • [F1]Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
  • [F2]This total includes 12 shares that were credited to the reporting person's account under the Supplemental Deferred Compensation Plan (the "Plan") at a price per share of $156.44 and 6 shares that were contributed to the reporting person's account pursuant to the terms of the Plan for no consideration.
  • [F3]The phantom stock units were acquired under the Plan and are to be settled 100% in cash upon the reporting person's retirment or separation from service.

Issuer

CATERPILLAR INC

CIK 0000018230

Entity typeother

Related Parties

1
  • filerCIK 0001415606

Filing Metadata

Form type
4
Filed
Dec 26, 7:00 PM ET
Accepted
Dec 27, 8:50 PM ET
Size
5.8 KB