DICKINSON DANIEL M 4
4 · CATERPILLAR INC · Filed Jan 3, 2018
Insider Transaction Report
Form 4
DICKINSON DANIEL M
Director
Transactions
- Award
Phantom Stock Units
2017-12-29$158.00/sh+237$37,446→ 26,424 total→ Common Stock (237 underlying)
Footnotes (4)
- [F1]Each Phantom Stock unit is equivalent to one share of Caterpillar Inc. common stock.
- [F2]Phantom stock units awarded or acquired in lieu of director cash compensation
- [F3]The phantom stock units were acquired under the Caterpillar, Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.
- [F4]Includes adjustments for dividends accrued.