Home/Filings/4/0000018230-18-000106
4//SEC Filing

Copeland Jananne A. 4

Accession 0000018230-18-000106

CIK 0000018230other

Filed

Mar 12, 8:00 PM ET

Accepted

Mar 13, 5:33 PM ET

Size

5.9 KB

Accession

0000018230-18-000106

Insider Transaction Report

Form 4
Period: 2018-03-12
Copeland Jananne A.
Chief Accounting Officer
Transactions
  • Award

    Phantom Stock Units

    2018-03-12+2683,214 total
    Common Stock (268 underlying)
Footnotes (3)
  • [F1]Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
  • [F2]This total includes 179 shares that were credited to the reporting person's account under the Supplemental Deferred Compensation Plan (the "Plan") at a price per share of $154.50 and 89 shares that were contributed to the reporting person's account pursuant to the terms of the Plan for no consideration.
  • [F3]The phantom stock units were acquired under the Plan and are to be settled 100% in cash upon the reporting person's retirment or separation from service.

Issuer

CATERPILLAR INC

CIK 0000018230

Entity typeother

Related Parties

1
  • filerCIK 0001415606

Filing Metadata

Form type
4
Filed
Mar 12, 8:00 PM ET
Accepted
Mar 13, 5:33 PM ET
Size
5.9 KB