4//SEC Filing
Pellette Thomas A 4
Accession 0000018230-18-000108
CIK 0000018230other
Filed
Mar 12, 8:00 PM ET
Accepted
Mar 13, 5:34 PM ET
Size
5.9 KB
Accession
0000018230-18-000108
Insider Transaction Report
Form 4
Pellette Thomas A
Group President
Transactions
- Award
Phantom Stock Units
2018-03-12+380→ 897 total→ Common Stock (380 underlying)
Footnotes (3)
- [F1]Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
- [F2]This total includes 253 shares that were credited to the reporting person's account under the Supplemental Deferred Compensation Plan (the "Plan") at a price per share of $154.50 and 127 shares that were contributed to the reporting person's account pursuant to the terms of the Plan for no consideration.
- [F3]The phantom stock units were acquired under the Plan and are to be settled 100% in cash upon the reporting person's retirment or separation from service.
Documents
Issuer
CATERPILLAR INC
CIK 0000018230
Entity typeother
Related Parties
1- filerCIK 0001628013
Filing Metadata
- Form type
- 4
- Filed
- Mar 12, 8:00 PM ET
- Accepted
- Mar 13, 5:34 PM ET
- Size
- 5.9 KB