GALLARDO JUAN 4
4 · CATERPILLAR INC · Filed Apr 2, 2018
Insider Transaction Report
Form 4
GALLARDO JUAN
Director
Transactions
- Award
Phantom Stock Units
2018-03-29$147.17/sh+255$37,528→ 28,140 total→ Common Stock (255 underlying)
Footnotes (4)
- [F1]Each Phantom Stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
- [F2]Phantom stock units awarded or acquired in lieu of director cash compensation
- [F3]The phantom stock units were acquired under the Caterpillar, Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.
- [F4]Includes adjustments for dividends accrued.