4//SEC Filing
GALLARDO JUAN 4
Accession 0000018230-19-000131
CIK 0000018230other
Filed
Apr 1, 8:00 PM ET
Accepted
Apr 2, 11:28 AM ET
Size
5.7 KB
Accession
0000018230-19-000131
Insider Transaction Report
Form 4
GALLARDO JUAN
Director
Transactions
- Award
Phantom Stock Units
2019-03-29$134.95/sh+278$37,516→ 30,021 total→ Common Stock (278 underlying)
Footnotes (4)
- [F1]Each Phantom Stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
- [F2]Phantom stock units awarded or acquired in lieu of director cash compensation
- [F3]The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.
- [F4]Includes adjustments for dividends accrued.
Documents
Issuer
CATERPILLAR INC
CIK 0000018230
Entity typeother
Related Parties
1- filerCIK 0001173956
Filing Metadata
- Form type
- 4
- Filed
- Apr 1, 8:00 PM ET
- Accepted
- Apr 2, 11:28 AM ET
- Size
- 5.7 KB