Ainsworth William P 4
4 · CATERPILLAR INC · Filed Feb 13, 2020
Insider Transaction Report
Form 4
Ainsworth William P
Group President
Transactions
- Award
Common Stock
2020-02-11+12,283→ 64,299 total - Tax Payment
Common Stock
2020-02-11$136.15/sh−4,372$595,248→ 59,927 total
Holdings
- 4,261(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]Adjusted to correct inadvertent clerical error.
- [F2]Represents shares withheld from the reporting person to satisfy tax obligations arising from the vesting of performance-based restricted stock units granted on March 6, 2017.
- [F3]The information in this report is based on a 401(k) plan statement dated as of 1/31/2020.