4//SEC Filing
Ainsworth William P 4
Accession 0000018230-20-000039
CIK 0000018230other
Filed
Feb 12, 7:00 PM ET
Accepted
Feb 13, 2:00 PM ET
Size
7.1 KB
Accession
0000018230-20-000039
Insider Transaction Report
Form 4
Ainsworth William P
Group President
Transactions
- Award
Common Stock
2020-02-11+12,283→ 64,299 total - Tax Payment
Common Stock
2020-02-11$136.15/sh−4,372$595,248→ 59,927 total
Holdings
- 4,261(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]Adjusted to correct inadvertent clerical error.
- [F2]Represents shares withheld from the reporting person to satisfy tax obligations arising from the vesting of performance-based restricted stock units granted on March 6, 2017.
- [F3]The information in this report is based on a 401(k) plan statement dated as of 1/31/2020.
Documents
Issuer
CATERPILLAR INC
CIK 0000018230
Entity typeother
Related Parties
1- filerCIK 0001768624
Filing Metadata
- Form type
- 4
- Filed
- Feb 12, 7:00 PM ET
- Accepted
- Feb 13, 2:00 PM ET
- Size
- 7.1 KB