4//SEC Filing
Marvel Gary Michael 4
Accession 0000018230-20-000321
CIK 0000018230other
Filed
Dec 3, 7:00 PM ET
Accepted
Dec 4, 9:31 AM ET
Size
9.0 KB
Accession
0000018230-20-000321
Insider Transaction Report
Form 4
Marvel Gary Michael
Chief Accounting Officer
Transactions
- Sale
Common Stock
2020-12-02$173.26/sh−4,634$802,887→ 0 total - Exercise/Conversion
Employee Stock Options
2020-12-02$83.00/sh−4,634$384,622→ 2,318 totalExercise: $83.00Exp: 2025-03-02→ Common Stock (4,634 underlying) - Exercise/Conversion
Common Stock
2020-12-02$83.00/sh+4,634$384,622→ 4,634 total
Holdings
- 1,601(indirect: By 401(k))
Common Stock
Footnotes (2)
- [F1]The information in this report is based on a 401(k) plan statement dated as of November 30, 2020.
- [F2]The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 2, 2015 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.
Documents
Issuer
CATERPILLAR INC
CIK 0000018230
Entity typeother
Related Parties
1- filerCIK 0001768626
Filing Metadata
- Form type
- 4
- Filed
- Dec 3, 7:00 PM ET
- Accepted
- Dec 4, 9:31 AM ET
- Size
- 9.0 KB