4//SEC Filing
Marvel Gary Michael 4
Accession 0000018230-21-000028
CIK 0000018230other
Filed
Feb 2, 7:00 PM ET
Accepted
Feb 3, 4:17 PM ET
Size
9.0 KB
Accession
0000018230-21-000028
Insider Transaction Report
Form 4
Marvel Gary Michael
Chief Accounting Officer
Transactions
- Exercise/Conversion
Common Stock
2021-02-02$74.77/sh+4,018$300,426→ 4,018 total - Sale
Common Stock
2021-02-02$190.76/sh−4,018$766,474→ 0 total - Exercise/Conversion
Employee Stock Options
2021-02-02$74.77/sh−4,018$300,426→ 4,019 totalExercise: $74.77Exp: 2026-03-07→ Common Stock (4,018 underlying)
Holdings
- 1,609(indirect: By 401(k))
Common Stock
Footnotes (2)
- [F1]The information in this report is based on a 401(k) plan statement dated as of January 31 2021.
- [F2]The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 7, 2016 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.
Documents
Issuer
CATERPILLAR INC
CIK 0000018230
Entity typeother
Related Parties
1- filerCIK 0001768626
Filing Metadata
- Form type
- 4
- Filed
- Feb 2, 7:00 PM ET
- Accepted
- Feb 3, 4:17 PM ET
- Size
- 9.0 KB