4//SEC Filing
Marvel Gary Michael 4
Accession 0000018230-21-000123
CIK 0000018230other
Filed
Mar 9, 7:00 PM ET
Accepted
Mar 10, 7:37 PM ET
Size
9.0 KB
Accession
0000018230-21-000123
Insider Transaction Report
Form 4
Marvel Gary Michael
Chief Accounting Officer
Transactions
- Sale
Common Stock
2021-03-08$220.97/sh−5,056$1,117,224→ 567 total - Exercise/Conversion
Employee Stock Options
2021-03-08$95.66/sh+5,056$483,657→ 0 totalExercise: $95.66Exp: 2027-03-06→ Common Stock (5,056 underlying) - Exercise/Conversion
Common Stock
2021-03-08$95.66/sh+5,056$483,657→ 5,623 total
Holdings
- 1,605(indirect: By 401(k))
Common Stock
Footnotes (2)
- [F1]The information in this report is based on a 401(k) plan statement dated as of February 28, 2021.
- [F2]The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 6, 2017 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.
Documents
Issuer
CATERPILLAR INC
CIK 0000018230
Entity typeother
Related Parties
1- filerCIK 0001768626
Filing Metadata
- Form type
- 4
- Filed
- Mar 9, 7:00 PM ET
- Accepted
- Mar 10, 7:37 PM ET
- Size
- 9.0 KB