Home/Filings/4/0000021175-15-000113
4//SEC Filing

CNA FINANCIAL CORP 4

Accession 0000021175-15-000113

$CNACIK 0000021175operating

Filed

Nov 22, 7:00 PM ET

Accepted

Nov 23, 11:41 AM ET

Size

11.9 KB

Accession

0000021175-15-000113

Insider Transaction Report

Form 4
Period: 2015-11-19
PONTARELLI THOMAS
Executive Vice President
Transactions
  • Exercise/Conversion

    Common Stock

    2015-11-19$36.77/sh+15,000$551,55033,452 total
  • Tax Payment

    Common Stock

    2015-11-19$36.77/sh1,079$39,67532,373 total
  • Exercise/Conversion

    Stock Appreciation Rights

    2015-11-1915,0000 total
    Exercise: $30.98Exp: 2016-02-08Common Stock (15,000 underlying)
Footnotes (4)
  • [F1]The Reporting Person exercised 15,000 Stock Appreciation Rights and as such received a gain of 1,282 shares of the issuers common stock.
  • [F2]The Company's Incentive Compensation Plan (as amended as of January 1, 2010) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.
  • [F3]As previously reported, the Stock Appreciation Rights became exercisable in four equal annual installments beginning on February 8, 2007.
  • [F4]As previously reported, the Reporting Person received the Derivative Security pursuant to a grant of stock appreciation rights at no cost.

Issuer

CNA FINANCIAL CORP

CIK 0000021175

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000021175

Filing Metadata

Form type
4
Filed
Nov 22, 7:00 PM ET
Accepted
Nov 23, 11:41 AM ET
Size
11.9 KB