CNA FINANCIAL CORP 4

4 · CNA FINANCIAL CORP · Filed Feb 2, 2017

Form 4

Period: 2017-01-31

Executive Vice President

Transactions

Exercise/Conversion
Stock Appreciation Rights
2017-01-31−15,000→ 0 total
Exercise: $32.54Exp: 2018-02-06→ Common Stock (15,000 underlying)
Exercise/Conversion
Common Stock
2017-01-31$41.49/sh+15,000$622,350→ 58,080 total
Exercise/Conversion
Common Stock
2017-01-31$41.49/sh+15,000$622,350→ 54,845 total
Exercise/Conversion
Stock Appreciation Rights
2017-01-31−15,000→ 0 total
Exercise: $11.51Exp: 2019-02-04→ Common Stock (15,000 underlying)

Footnotes (5)

[F1]The Reporting Person exercised 15,000 Stock Appreciation Rights and as such received a gain of 10,838 shares of the issuers common stock.
[F2]The Reporting Person exercised 15,000 Stock Appreciation Rights and as such received a gain of 3,235 shares of the issuers common stock.
[F3]As previously reported, the Stock Appreciation Rights became exercisable in four equal annual installments beginning on February 4, 2010.
[F4]As previously reported, the Reporting Person received the Derivative Security pursuant to a grant of stock appreciation rights at no cost.
[F5]As previously reported, the Stock Appreciation Rights became exercisable in four equal annual installments beginning on February 6, 2009.

Documents

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