4//SEC Filing
CNA FINANCIAL CORP 4
Accession 0000021175-17-000005
$CNACIK 0000021175operating
Filed
Feb 1, 7:00 PM ET
Accepted
Feb 2, 12:00 PM ET
Size
14.1 KB
Accession
0000021175-17-000005
Insider Transaction Report
Form 4
PONTARELLI THOMAS
Executive Vice President
Transactions
- Exercise/Conversion
Stock Appreciation Rights
2017-01-31−15,000→ 0 totalExercise: $32.54Exp: 2018-02-06→ Common Stock (15,000 underlying) - Exercise/Conversion
Common Stock
2017-01-31$41.49/sh+15,000$622,350→ 58,080 total - Exercise/Conversion
Common Stock
2017-01-31$41.49/sh+15,000$622,350→ 54,845 total - Exercise/Conversion
Stock Appreciation Rights
2017-01-31−15,000→ 0 totalExercise: $11.51Exp: 2019-02-04→ Common Stock (15,000 underlying)
Footnotes (5)
- [F1]The Reporting Person exercised 15,000 Stock Appreciation Rights and as such received a gain of 10,838 shares of the issuers common stock.
- [F2]The Reporting Person exercised 15,000 Stock Appreciation Rights and as such received a gain of 3,235 shares of the issuers common stock.
- [F3]As previously reported, the Stock Appreciation Rights became exercisable in four equal annual installments beginning on February 4, 2010.
- [F4]As previously reported, the Reporting Person received the Derivative Security pursuant to a grant of stock appreciation rights at no cost.
- [F5]As previously reported, the Stock Appreciation Rights became exercisable in four equal annual installments beginning on February 6, 2009.
Issuer
CNA FINANCIAL CORP
CIK 0000021175
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000021175
Filing Metadata
- Form type
- 4
- Filed
- Feb 1, 7:00 PM ET
- Accepted
- Feb 2, 12:00 PM ET
- Size
- 14.1 KB