Haefner Larry A. 4
4 · CNA FINANCIAL CORP · Filed Nov 9, 2018
Insider Transaction Report
Form 4
Haefner Larry A.
EVP & Chief Actuary
Transactions
- Exercise/Conversion
Common Stock
2018-11-07$47.41/sh+11,358$538,483→ 58,007 total - Exercise/Conversion
Stock Appreciation Rights
2018-11-07−15,000→ 0 totalExercise: $11.51Exp: 2019-02-04→ Common Stock (15,000 underlying) - Sale
Common Stock
2018-11-07$47.73/sh−11,358$542,117→ 46,649 total
Footnotes (4)
- [F1]The Reporting Person exercised 15,000 Stock Appreciation Rights and as such received a gain of 11,358 shares of the issuers common stock.
- [F2]This transaction was executed in multiple trades at prices ranging from $47.43 to $47.92. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]As previously reported, the Stock Appreciation Rights became exercisable in four equal installments beginning on February 4, 2010. Grant date was February 4, 2009.
- [F4]As previously reported, the Reporting Person received the Derivative Security pursuant to a grant of stock appreciation rights at no cost.