TRI VALLEY CORP·4

Dec 21, 8:35 PM ET

CUNNINGHAM MASTON N 4

4 · TRI VALLEY CORP · Filed Dec 21, 2009

Insider Transaction Report

Form 4
Period: 2009-05-15
CUNNINGHAM MASTON N
President & Chief Op Officer
Transactions
  • Award

    Stock Option - Right To Buy

    2009-05-15+100,000100,000 total
    Exercise: $1.10From: 2009-05-15Exp: 2014-05-15Common stock (100,000 underlying)
Holdings
  • Stock Option - Right To Buy

    Exercise: $1.28From: 2009-01-14Exp: 2014-01-14Common stock (100,000 underlying)
    100,000
Footnotes (3)
  • [F1]Incentive stock option granted under Issuer's 2005 Stock Option Plan
  • [F2]Vests 10,000 shares 1/14/09; 15,000 shares 6/30/09; 15,000 shares 12/31/09; 15,000 shares 6/30/10; 15,000 shares 12/31/10; 15,000 shares 6/30/11; and 15,000 shares 12/31/11, provided continuous employment with the issuer on the date of vesting
  • [F3]Vests 10,000 shares 5/15/09; 15,000 shares 12/31/09; 15,000 shares 6/30/10; 15,000 shares 12/31/10; 15,000 shares 6/30/11; 15,000 shares 12/31/11; and 15,000 6/30/12, provided continuous employment with the issuer on the date of vesting

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT