CORNING INC /NY·4

Apr 2, 10:39 AM ET

Nelson Avery H III 4

4 · CORNING INC /NY · Filed Apr 2, 2026

Research Summary

AI-generated summary of this filing

Updated

Corning (GLW) COO Avery H. Nelson III Receives RSU Award

What Happened
Avery H. Nelson III, Executive Vice President & Chief Operating Officer of Corning Inc. (GLW), was granted 9,692 restricted stock units (RSUs) on April 1, 2026. The award is reported as a derivative acquisition at $0.00 per unit (no cash paid at grant). This is a grant/award (not a purchase or sale).

Key Details

  • Transaction date: April 1, 2026; Form 4 filed April 2, 2026 (reported the next day).
  • Transaction type/code: A — Grant/award of derivative securities (RSUs).
  • Amount: 9,692 restricted stock units; reported price $0.00 (derivative grant).
  • Shares owned after transaction: Not specified in the supplied summary.
  • Relevant footnotes from the filing:
    • F2: Each RSU represents a contingent right to receive one share of Corning common stock.
    • F3–F6: Vesting schedules shown in the filing include single-date vesting (100%) on various dates (Apr 15, 2026; Apr 15, 2027; Apr 14, 2028; Apr 16, 2029) and may accelerate for events like retirement, death, or disability.
    • F1: Separately notes ownership represented by units in the issuer's 401(k) stock fund as of Mar 31, 2026.
  • No tax-withholding, 10b5-1 plan, sale, or exercise details were indicated in the information provided.

Context
RSU grants are compensation awards that convert to shares if and when they vest; they are not immediate purchases and do not signal an instant cash outlay or sale. The filing shows a standard grant of RSUs with specific vesting provisions noted—retail investors should view this as a compensation-related award rather than an insider buying or selling stock.

Insider Transaction Report

Form 4
Period: 2026-04-01
Nelson Avery H III
Executive Vice President & COO
Transactions
  • Award

    Restricted Stock Unit

    [F2][F6]
    2026-04-01+9,6929,692 total
    Common Stock (9,692 underlying)
Holdings
  • Common Stock

    59,788
  • Common Stock

    [F1]
    (indirect: By Trust)
    3,847.938
  • Restricted Stock Unit

    [F2][F3]
    Common Stock (21,442 underlying)
    21,442
  • Restricted Stock Unit

    [F2][F4]
    Common Stock (23,369 underlying)
    23,369
  • Restricted Stock Unit

    [F2][F5]
    Common Stock (17,838 underlying)
    17,838
Footnotes (6)
  • [F1]Ownership is represented by units held in a unitized stock fund through the issuer's 401(k) retirement plan as of March 31, 2026.
  • [F2]Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.
  • [F3]The restricted stock units (RSUs) vest 100% on April 15, 2027. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.
  • [F4]The restricted stock units (RSUs) vest 100% on April 14, 2028. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.
  • [F5]The restricted stock units (RSUs) vest 100% on April 15, 2026. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.
  • [F6]The restricted stock units (RSUs) vest 100% on April 16, 2029. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.
Signature
Melissa J. Gambol, Power of Attorney|2026-04-02

Documents

1 file
  • 4
    form4.xmlPrimary

    PRIMARY DOCUMENT