4/A//SEC Filing
Schmid Gerrard 4/A
Accession 0000028823-21-000065
CIK 0000028823other
Filed
Mar 21, 8:00 PM ET
Accepted
Mar 22, 7:12 AM ET
Size
17.1 KB
Accession
0000028823-21-000065
Insider Transaction Report
Form 4/AAmended
Schmid Gerrard
DirectorPresident and CEO
Transactions
- Sale
Common Shares
2021-03-16$17.11/sh−9,412$161,002→ 564,336 total - Sale
Common Shares
2021-03-15$17.15/sh−39,449$676,554→ 627,384 total - Sale
Common Shares
2021-03-16$16.39/sh−53,636$878,869→ 573,748 total
Holdings
- 10,000(indirect: By Spouse)
Common Shares
- 56,059
Performance Share Units
Exp: 2022-04-25→ Common Shares (56,059 underlying) - 192,049
Non-Qualified Stock Option
Exercise: $15.35From: 2019-02-20Exp: 2028-02-20→ Common Shares (192,049 underlying) - 676,814
Non-Qualified Stock Option
Exercise: $4.49From: 2020-01-29Exp: 2029-01-29→ Common Shares (676,814 underlying) - 34,678
Non-Qualified Stock Option
Exercise: $13.98From: 2020-04-25Exp: 2029-04-25→ Common Shares (34,678 underlying) - 253,907
Non-Qualified Stock Option
Exercise: $13.15From: 2021-01-30Exp: 2030-01-30→ Common Shares (253,907 underlying)
Footnotes (8)
- [F1]Trades were for personal estate and tax planning.
- [F2]This transaction was executed in multiple trades at prices ranging from $17.00 to $17.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]Number includes restricted stock units.
- [F4]This transaction was executed in multiple trades at prices ranging from $15.93 to $16.91. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F5]This transaction was executed in multiple trades at prices ranging from $16.94 to $17.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F6]Award subject to a three-year performance period during which the Company's stock price must appreciate at least 25% in order for the grant to vest. Performance will be measured on the anniversaries of the grant date, and the award will vest upon the first achievement of the performance, but will payout in shares on a pro-rata annual basis after performance is satisfied. If the stock performance condition is not met by the third anniversary of the date of grant, then the entire award is forfeited.
- [F7]Option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.
- [F8]Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.
Documents
Issuer
DIEBOLD NIXDORF, Inc
CIK 0000028823
Entity typeother
Related Parties
1- filerCIK 0001732384
Filing Metadata
- Form type
- 4/A
- Filed
- Mar 21, 8:00 PM ET
- Accepted
- Mar 22, 7:12 AM ET
- Size
- 17.1 KB