4//SEC Filing
Schmid Gerrard 4
Accession 0000028823-22-000029
CIK 0000028823other
Filed
Feb 7, 7:00 PM ET
Accepted
Feb 8, 9:14 PM ET
Size
16.0 KB
Accession
0000028823-22-000029
Insider Transaction Report
Form 4
Schmid Gerrard
DirectorPresident and CEO
Transactions
- Tax Payment
Common Shares
2022-02-05$8.25/sh−33,652$277,629→ 471,206 total - Award
Common Shares
2022-02-06$8.25/sh+152,330$1,256,723→ 623,536 total - Tax Payment
Common Shares
2022-02-06$8.25/sh−77,765$641,561→ 545,771 total
Holdings
- 34,678
Non-Qualified Stock Option
Exercise: $13.98From: 2020-04-25Exp: 2029-04-25→ Common Shares (34,678 underlying) - 676,814
Non-Qualified Stock Option
Exercise: $4.49From: 2020-01-29Exp: 2029-01-29→ Common Shares (676,814 underlying) - 253,907
Non-Qualified Stock Option
Exercise: $13.15From: 2021-01-30Exp: 2030-01-30→ Common Shares (253,907 underlying) - 192,049
Non-Qualified Stock Option
Exercise: $15.35From: 2019-02-20Exp: 2028-02-20→ Common Shares (192,049 underlying) - 10,000(indirect: By Spouse)
Common Shares
- 56,059
Performance Share Units
Exp: 2022-04-25→ Common Shares (56,059 underlying)
Footnotes (7)
- [F1]Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award
- [F2]Number includes restricted stock units.
- [F3]Reflects delivery of shares earned under the 2021 Performance Award Agreement.
- [F4]Reflects withholding of shares to satisfy the Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer.
- [F5]Option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.
- [F6]Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.
- [F7]Award subject to a three-year performance period during which the Company's stock price must appreciate at least 25% in order for the grant to vest. Performance will be measured on the anniversaries of the grant date, and the award will vest upon the first achievement of the performance, but will payout in shares on a pro-rata annual basis after performance is satisfied. If the stock performance condition is not met by the third anniversary of the date of grant, then the entire award is forfeited.
Documents
Issuer
DIEBOLD NIXDORF, Inc
CIK 0000028823
Entity typeother
Related Parties
1- filerCIK 0001732384
Filing Metadata
- Form type
- 4
- Filed
- Feb 7, 7:00 PM ET
- Accepted
- Feb 8, 9:14 PM ET
- Size
- 16.0 KB