CALDWELL MYRON 4
4 · DUKE ENERGY CORP · Filed Feb 28, 2005
Insider Transaction Report
Form 4
CALDWELL MYRON
Vice President and Treasurer
Transactions
- Award
LTIP Phantom Stock Grant Feb 2005
2005-02-28+4,320→ 4,320 total→ Common Stock (4,320 underlying) - Exercise/Conversion
Common Stock
2005-02-24+1,052→ 1,561 total - Exercise/Conversion
LTIP Phantom Stock 2004 Grant
2005-02-24−1,052→ 4,208 total→ Common Stock (1,052 underlying) - Tax Payment
Common Stock
2005-02-24$26.35/sh−342$9,012→ 1,219 total
Holdings
- 6,815(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]1-for-1
- [F2]The phantom stock vests in 5 equal annual installments beginning on February 24, 2005.
- [F3]FOR ELECTRONIC FILING PURPOSES ONLY. Expiration date not applicable.
- [F4]One fifth will vest on each of the first five anniversaries of the grant date provided the recipient continues to be employed by the registrant or employment terminates on account of retirement. Proration and immediate vesting apply if the recipient's employment terminates as a result of death, disability, or by the registrant without cause or as a result of a divestiture. Vesting upon separation from service will occur if the executive's employment is terminated by Duke Energy without cause within two years following a "change in control" (as defined in the Duke Energy 1998 Long-Term Incentive Plan).