Home/Filings/4/0000031107-08-000004
4//SEC Filing

EASTERN CO 4

Accession 0000031107-08-000004

$EMLCIK 0000031107operating

Filed

Jan 1, 7:00 PM ET

Accepted

Jan 2, 6:40 PM ET

Size

16.6 KB

Accession

0000031107-08-000004

Insider Transaction Report

Form 4
Period: 2008-01-02
LEGANZA LEONARD F
DirectorChairman, President & CEO
Transactions
  • Award

    Qualified employee stock option

    1999-12-15+087,171 total
    Exercise: $10.17From: 1999-12-15Exp: 1999-12-15Common Stock (19,671 underlying)
  • Award

    Non-qualified employee stock option

    1999-12-15+0150,000 total
    Exercise: $10.17From: 1999-12-15Exp: 1999-12-15Common Stock (62,829 underlying)
  • Award

    Qualified employee stock option

    2000-07-19+0198,750 total
    Exercise: $9.50Exp: 2000-07-19Common Stock (48,750 underlying)
  • Award

    Qualified employee stock option

    1998-09-09+010,712.25 total
    Exercise: $9.33From: 1998-09-09Exp: 1998-09-09Common Stock (10,712.25 underlying)
  • Sale

    Common Stock

    2008-01-02$18.26/sh50$91373,624 total
  • Award

    Non-qualified employee stock option

    1998-09-09+067,500 total
    Exercise: $9.33From: 1998-09-09Exp: 1998-09-09Common Stock (56,787.75 underlying)
Footnotes (6)
  • [F1]January 2, 2008, 50 shares sold on the open market for $18.26 per share to provide for the taxes generated by the exercise of the non-qualified stock options.
  • [F2]Original 9/9/1998 option was for 4,761 shares at $21.00 per share. As a result of a 3-for-2 stock split effective 5/28/1999 and a 3-for-2 stock split effective 10/18/2006, this option is now 10,712.25 shares at $9.33 per share.
  • [F3]Original 9/9/1998 option was for 25,239 shares at $21.00 per share. As a result of a 3-for-2 stock split effective 5/28/1999 and a 3-for-2 stock split effective 10/18/2006, this option is now 56,787.75 shares at $9.33 per share.
  • [F4]Original 12/15/1999 option was for 13,114 shares at $15.25 per share. As a result of a 3-for-2 stock split effective 10/18/2006, this option is now 19,671 shares at $10.17 per share.
  • [F5]Original 12/15/1999 option was for 41,886 shares at $15.25 per share. As a result of a 3-for-2 stock split effective 10/18/2006, this option is now 62,829 shares at $10.17 per share.
  • [F6]The original 7/19/2000 option was for 32,500 shares at $14.25 per share. 7,017 shares were vested on 1/1/2001; 7,017 shares were vested on 1/1/2002; 7,017 shares were vested on 1/1/2003; 7,017 shares were vested on 1/1/2004 and the remaining 4,432 shares vested on 1/1/2005. As a result of a 3-for2 stock split effective 10/18/2006, this option is now 48,750 shares at $9.50 per share.

Issuer

EASTERN CO

CIK 0000031107

Entity typeoperating
IncorporatedCT

Related Parties

1
  • filerCIK 0000031107

Filing Metadata

Form type
4
Filed
Jan 1, 7:00 PM ET
Accepted
Jan 2, 6:40 PM ET
Size
16.6 KB