Home/Filings/4/0000031107-09-000109
4//SEC Filing

LEGANZA LEONARD F 4

Accession 0000031107-09-000109

CIK 0000031107other

Filed

Dec 15, 7:00 PM ET

Accepted

Dec 16, 5:14 PM ET

Size

12.2 KB

Accession

0000031107-09-000109

Insider Transaction Report

Form 4
Period: 2009-12-15
LEGANZA LEONARD F
DirectorChairman, President & CEO
Transactions
  • Exercise/Conversion

    Common Stock

    2009-12-15$10.17/sh+19,671$200,054110,124 total
  • Exercise/Conversion

    Qualified employee stock option

    2009-12-1519,6710 total
    Exercise: $10.17From: 1999-12-15Exp: 1999-12-15Common Stock (19,671 underlying)
  • Award

    Qualified employee stock option

    2000-07-19+048,750 total
    Exercise: $9.50Exp: 2000-07-19Common Stock (48,750 underlying)
  • Disposition to Issuer

    Non-qualified employee stock option

    1999-12-1562,8290 total
    Exercise: $10.17From: 1999-12-15Exp: 1999-12-15Common Stock (62,829 underlying)
Footnotes (4)
  • [F1]19,671 shares were exercised on December 15, 2009 at $10.17 per share. Original 12/15/1999 option was for 13,114 shares at $15.25 per share. As a result of a 3-for-2 stock split effective 10/18/2006, this option is now 19,671 shares at $10.17 per share.
  • [F2]Original 12/15/1999 option was for 13,114 shares at $15.25 per share. As a result of a 3-for-2 stock split effective 10/18/2006, this option is now 19,671 shares at $10.17 per share. On December 15, 2009, 19,671 shares were exercised at $10.17 per share, leaving a zero balance.
  • [F3]Original 12/15/1999 option was for 41,886 shares at $15.25 per share. As a result of a 3-for-2 stock split effective 10/18/2006, this option is now 62,829 shares at $10.17 per share. On December 15, 2009 these options lapsed.
  • [F4]The original 7/19/2000 option was for 32,500 shares at $14.25 per share. 7,017 shares were vested on 1/1/2001; 7,017 shares were vested on 1/1/2002; 7,017 shares were vested on 1/1/2003; 7,017 shares were vested on 1/1/2004 and the remaining 4,432 shares vested on 1/1/2005. As a result of a 3-for2 stock split effective 10/18/2006, this option is now 48,750 shares at $9.50 per share.

Issuer

EASTERN CO

CIK 0000031107

Entity typeother

Related Parties

1
  • filerCIK 0001193772

Filing Metadata

Form type
4
Filed
Dec 15, 7:00 PM ET
Accepted
Dec 16, 5:14 PM ET
Size
12.2 KB