Haag Joyce P 4

Accession 0000031235-10-000013

CIK 0000031235other

Filed

Jan 4, 7:00 PM ET

Accepted

Jan 5, 1:35 PM ET

Size

33.0 KB

Accession

0000031235-10-000013

Form 4

Period: 2009-12-31

Senior Vice President

Transactions

Tax Payment
Common Stock
2009-12-31$4.29/sh−3,649.606$15,657→ 18,998.01 total
Exercise/Conversion
Common Stock
2009-12-31$4.29/sh+10,126.606$43,443→ 22,647.616 total
Exercise/Conversion
Restricted Stock Units
2009-12-31−10,126.606→ 0 total
From: 2009-12-31Exp: 2009-12-31→ Common Stock (10,126.606 underlying)

Holdings

Option (right to buy)
Exercise: $31.30Exp: 2010-03-29→ Common Stock (2,934 underlying)
2,934
Restricted Stock Units
From: 2011-12-31Exp: 2011-12-31→ Common Stock (11,840 underlying)
11,840
Option (right to buy)
Exercise: $27.06Exp: 2012-06-29→ Common Stock (10,000 underlying)
10,000
Option (right to buy)
Exercise: $24.75Exp: 2012-12-06→ Common Stock (12,400 underlying)
12,400
Option (right to buy)
(indirect: By Spouse)
Exercise: $31.30Exp: 2010-03-12→ Common Stock (67 underlying)
67
Restricted Stock Units
→ Common Stock (130,430 underlying)
130,430
Option (right to buy)
Exercise: $7.41Exp: 2015-12-08→ Common Stock (93,530 underlying)
93,530
Common Stock
(indirect: By Trust)
5,230.978
Common Stock
(indirect: By Trust)
23.697
Common Stock
(indirect: By Trust)
4,110.855
Common Stock
(indirect: By LLC)
4,300
Option (right to buy)
Exercise: $31.30Exp: 2011-01-11→ Common Stock (3,667 underlying)
3,667
Option (right to buy)
Exercise: $31.30Exp: 2011-11-15→ Common Stock (6,500 underlying)
6,500
Option (right to buy)
Exercise: $23.28Exp: 2014-12-10→ Common Stock (49,460 underlying)
49,460
Common Stock
(indirect: By Trust)
100
Common Stock
(indirect: By Trust)
733
Option (right to buy)
Exercise: $36.66Exp: 2012-11-21→ Common Stock (6,875 underlying)
6,875
Option (right to buy)
Exercise: $26.47Exp: 2012-05-31→ Common Stock (30,833 underlying)
30,833
Option (right to buy)
Exercise: $25.88Exp: 2013-12-11→ Common Stock (41,580 underlying)
41,580

Footnotes (11)

[F1]Vesting and distribution of shares of Leadership Stock 2007 Cycle
[F10]This is the date these restricted stock units will vest.
[F11]These units vest 50% on both the 3rd and 4th anniversary of the grant date.
[F2]Payment of withholding taxes.
[F3]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes.
[F4]These Options have vested.
[F5]These options vest one-third on each of the first three anniversaries of the grant date.
[F6]Stock option granted under the 2005 Omnibus Long-Term Compensaton Plan.
[F7]Theses units granted under the 2005 Omnibus Long-Term Compensation Plan; Leadership Stock 2007 cycle.
[F8]These units convert on a one-for-one basis.
[F9]The effective date for these restricted stock units is January 1, 2009.

Documents

1 file

EASTMAN KODAK CO

CIK 0000031235

Entity typeother