PEREZ ANTONIO M 4

Accession 0000031235-12-000012

CIK 0000031235other

Filed

Jan 4, 7:00 PM ET

Accepted

Jan 5, 6:24 PM ET

Size

34.2 KB

Accession

0000031235-12-000012

Form 4

Period: 2012-01-03

DirectorPresident, Chairman & CEO

Transactions

Tax Payment
Common Stock
2012-01-03$0.65/sh−32,593.76$21,186→ 303,067 total
Exercise/Conversion
Common Stock
2012-01-03$0.65/sh+93,740.76$60,931→ 335,660.76 total
Tax Payment
Common Stock
2012-01-03$0.65/sh−55,409.293$36,016→ 407,012 total
Exercise/Conversion
Restricted Stock Units
2012-01-03−93,740.76→ 0 total
From: 2011-12-31Exp: 2011-12-31→ Common Stock (93,740.76 underlying)
Exercise/Conversion
Restricted Stock Units
2012-01-03−159,359.293→ 0 total
From: 2011-12-31Exp: 2011-12-31→ Common Stock (159,359.293 underlying)
Exercise/Conversion
Common Stock
2012-01-03$0.65/sh+159,359.293$103,584→ 462,426.293 total

Holdings

Restricted Stock Units
From: 2013-12-31Exp: 2013-12-31→ Common Stock (248,009 underlying)
248,009
Option (right to buy)
Exercise: $3.40Exp: 2018-02-27→ Common Stock (705,732 underlying)
705,732
Option (right to buy)
Exercise: $26.47Exp: 2012-05-31→ Common Stock (300,000 underlying)
300,000
Stock Units
→ Common Stock (18,539.42 underlying)
18,539.42
Stock Units
→ Common Stock (56,886.41 underlying)
56,886.41
Stock Units
→ Common Stock (19,370.29 underlying)
19,370.29
Restricted Stock Units
→ Common Stock (1,048,370 underlying)
1,048,370
Restricted Stock Units
→ Common Stock (399,655 underlying)
399,655
Option (right to buy)
Exercise: $24.75Exp: 2012-12-06→ Common Stock (135,000 underlying)
135,000
Option (right to buy)
Exercise: $30.96Exp: 2013-04-01→ common stock (500,000 underlying)
500,000
Option (right to buy)
Exercise: $25.88Exp: 2013-12-11→ Common Stock (314,530 underlying)
314,530
Option (right to buy)
Exercise: $23.28Exp: 2014-12-10→ Common Stock (397,460 underlying)
397,460
Option (right to buy)
Exercise: $7.41Exp: 2015-12-08→ Common Stock (751,540 underlying)
751,540

Footnotes (15)

[F1]Employee stock option granted under the 1997 Stock Option Plan in a transaction exempt under Rule 16b-3. One-half of the options vest on the second anniversary of the date of grant; the balance vest on the fifth anniversary.
[F10]These units granted under the 2000 Omnibus Long-Term Compensation Plan; Leadership Stock Program, 2004-2005 cycle.
[F11]This is the date these restricted stock units will vest.
[F12]These units vest 50% on both the 3rd and 4th anniversary of the grant date.
[F13]These are units earned under the Company's Leadership Stock Program for the 2009 performance cycle.
[F14]These units vest one-third on each of the first three anniversaries of the date of grant.
[F15]Payment of withholding taxes.
[F2]These options vest one-third on each of the first three anniversaries of the date of grant.
[F3]One third vests on the 2nd anniversary of the grant date; one third vests on 3rd anniversary of the grant date; remaining third vests on the 4th anniversary of the grant date.
[F4]Stock option granted under the 2005 Omnibus Long-Term Compensaton Plan.
[F5]These units convert on a one-to-one basis.
[F6]This date is not applicable to these units.
[F7]Vesting and distribution of shares of Restricted Stock Units (On November 20, 2010, 1379.24 units were deducted to pay year-end FICA)
[F8]Vesting and distribution of shares of Restricted Stock Units
[F9]Vesting and distribution of shares of Leadership Stock 2009 Cycle.

Documents

1 file

EASTMAN KODAK CO

CIK 0000031235

Entity typeother