4//SEC Filing
Grossman Jeanne Farmer 4
Accession 0000034563-18-000030
CIK 0000034563other
Filed
Mar 15, 8:00 PM ET
Accepted
Mar 16, 4:17 PM ET
Size
10.7 KB
Accession
0000034563-18-000030
Insider Transaction Report
Form 4
Grossman Jeanne Farmer
Director10% Owner
Transactions
- Sale
Common Stock, $1.00 par value
2018-03-14$33.50/sh−3,620$121,270→ 1,854,363 total(indirect: By Trust) - Sale
Common Stock, $1.00 par value
2018-03-12$33.27/sh−10,000$332,725→ 1,860,063 total(indirect: By Trust) - Sale
Common Stock, $1.00 par value
2018-03-13$33.54/sh−2,080$69,754→ 1,857,983 total(indirect: By Trust)
Holdings
- 18,874
Common Stock, $1.00 par value
Footnotes (5)
- [F1]This Form 4 is being filed late due to an inadvertent administrative error.
- [F2]Open market sale. This transaction was executed in multiple trades at prices ranging from $33.00 to $33.50; the price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the respective numbers of shares and prices at which these trades were effected upon request to the SEC staff, the Issuer, or a security holder of the Issuer. The Reporting Person continues to meet the Issuer's stock ownership guidelines.
- [F3]Reflects all of the shares of the Issuer's Common Stock owned directly by various family trusts of which the Reporting Person is the sole trustee, co-trustee, beneficiary, and/or settlor, as reported in the Issuer's Definitive Proxy statement on Schedule 14A filed with the SEC on October 27, 2017, after giving effect to subsequent transactions by the Reporting Person, including this reported transaction. The Reporting Person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein.
- [F4]Open market sale. This transaction was executed in multiple trades at prices ranging from $33.50 to $33.55; the price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the respective numbers of shares and prices at which these trades were effected upon request to the SEC staff, the Issuer, or a security holder of the Issuer. The Reporting Person continues to meet the Issuer's stock ownership guidelines.
- [F5]Open market sale. This transaction was executed in multiple trades each at a price of $33.50 per share. The Reporting Person hereby undertakes to provide full information regarding the respective numbers of shares and prices at which these trades were effected upon request to the SEC staff, the Issuer, or a security holder of the Issuer. The Reporting Person continues to meet the Issuer's stock ownership guidelines.
Documents
Issuer
FARMER BROTHERS CO
CIK 0000034563
Entity typeother
Related Parties
1- filerCIK 0001315366
Filing Metadata
- Form type
- 4
- Filed
- Mar 15, 8:00 PM ET
- Accepted
- Mar 16, 4:17 PM ET
- Size
- 10.7 KB