Home/Filings/4/0000034563-21-000071
4//SEC Filing

Lyon Scott R 4

Accession 0000034563-21-000071

CIK 0000034563other

Filed

Sep 14, 8:00 PM ET

Accepted

Sep 15, 5:47 PM ET

Size

8.1 KB

Accession

0000034563-21-000071

Insider Transaction Report

Form 4
Period: 2021-09-13
Lyon Scott R
Int Principal Fin & Acct Off
Transactions
  • Award

    Common Stock

    2021-09-13+6,25623,606 total
  • Award

    Cash-Settled Restricted Stock Units

    2021-09-13+6,25614,956 total
    Common Stock (6,256 underlying)
Holdings
  • Common Stock

    (indirect: By 401(k))
    2,531.503
Footnotes (3)
  • [F1]Grant of restricted stock under the Farmer Bros. Co. 2017 Long-Term Incentive Plan (the "Plan"), granted on September 13, 2021 ("Grant Date"); the restricted vests pursuant to a three year vesting schedule, whereby one-third of the total number of shares vest each year on the anniversary of the Grant Date ("Vesting Dates"), subject to continued employment with the Company through each Vesting Date and the acceleration provisions of the Plan and restricted stock grant agreement.
  • [F2]The cash-settled restricted stock units will be settled solely in cash. Each cash-settled restricted stock unit is the economic equivalent of one share of common stock of the issuer.
  • [F3]The cash-settled restricted stock units vest in three equal annual installments beginning one year from the transaction date.

Issuer

FARMER BROTHERS CO

CIK 0000034563

Entity typeother

Related Parties

1
  • filerCIK 0001793765

Filing Metadata

Form type
4
Filed
Sep 14, 8:00 PM ET
Accepted
Sep 15, 5:47 PM ET
Size
8.1 KB