ORTINO HECTOR R 4

4 · FERRO CORP · Filed Apr 20, 2004

Form 4

Period: 2004-04-20

DirectorCorporate Executive OfficerOther

Transactions

Exercise/Conversion
Common Stock
2004-04-20$15.75/sh+15,000$236,250→ 94,764 total(indirect: By Trust)
Exercise/Conversion
Stock Options (Right to buy)
2004-04-20$15.75/sh−15,000$236,250→ 25,000 total
Exercise: $15.75From: 1997-01-17Exp: 2006-01-17→ Common Stock (15,000 underlying)
Tax Payment
Common Stock
2004-04-20$26.19/sh−10,930$286,257→ 83,834 total(indirect: By Trust)

Holdings

Stock Options (Right to buy)
Exercise: $21.26From: 2007-02-28Exp: 2013-02-28→ Common Stock (175,000 underlying)
175,000
Common Stock
(indirect: Investment Savings Plan)
16,973.6
Common Stock
(indirect: By Spouse)
5,977
Stock Options (Right to buy)
Exercise: $25.50From: 2006-02-11Exp: 2012-02-11→ Common Stock (155,000 underlying)
155,000
Stock Options (Right to buy)
Exercise: $18.50From: 2001-02-11Exp: 2010-02-11→ Common Stock (70,000 underlying)
70,000
Common Stock - Restricted
116,500
Common Stock - Deferred Bonus Plan
6,149.524
ESOP Convertible Preferred
(indirect: By Trust)
Exercise: $2.60→ Common Stock (3,954.516 underlying)
3,954.516
Common Stock
(indirect: By Trust)
700
Stock Options (Right to buy)
Exercise: $22.94From: 1999-01-13Exp: 2008-01-13→ Common Stock (50,000 underlying)
50,000
Stock Options (Right to buy)
Exercise: $23.60From: 2002-02-09Exp: 2011-02-09→ Common Stock (122,000 underlying)
122,000
Common Stock - Supp Exec Defined
9,386.237
Stock Options (Right to buy)
Exercise: $19.50From: 1998-01-17Exp: 2007-01-17→ Common Stock (57,000 underlying)
57,000

Footnotes (3)

[F1]Transaction occurred pursuant to existing Rule 10b5-1 Plan.
[F2]Stock Option Grant. Ten year life; 25% vesting the first four years. Upon retirement, unvested options become fully vested and availalble to exercise for the remaining life of the options.
[F3]Price per share at which Ferro issued 1,520,215 shares of 7% Series A ESOP convertible Preferred Stock. Employees were only able to obtain preferred shares as part of the ESOP company match program. Shares can only be converted to common shares for distribution.

Documents

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