4//SEC Filing
ORTINO HECTOR R 4
Accession 0000035214-04-000102
CIK 0000035214other
Filed
Apr 19, 8:00 PM ET
Accepted
Apr 20, 3:52 PM ET
Size
25.3 KB
Accession
0000035214-04-000102
Insider Transaction Report
Form 4
FERRO CORPFOE
ORTINO HECTOR R
DirectorCorporate Executive OfficerOther
Transactions
- Exercise/Conversion
Common Stock
2004-04-20$15.75/sh+15,000$236,250→ 94,764 total(indirect: By Trust) - Exercise/Conversion
Stock Options (Right to buy)
2004-04-20$15.75/sh−15,000$236,250→ 25,000 totalExercise: $15.75From: 1997-01-17Exp: 2006-01-17→ Common Stock (15,000 underlying) - Tax Payment
Common Stock
2004-04-20$26.19/sh−10,930$286,257→ 83,834 total(indirect: By Trust)
Holdings
- 175,000
Stock Options (Right to buy)
Exercise: $21.26From: 2007-02-28Exp: 2013-02-28→ Common Stock (175,000 underlying) - 16,973.6(indirect: Investment Savings Plan)
Common Stock
- 5,977(indirect: By Spouse)
Common Stock
- 155,000
Stock Options (Right to buy)
Exercise: $25.50From: 2006-02-11Exp: 2012-02-11→ Common Stock (155,000 underlying) - 70,000
Stock Options (Right to buy)
Exercise: $18.50From: 2001-02-11Exp: 2010-02-11→ Common Stock (70,000 underlying) - 116,500
Common Stock - Restricted
- 6,149.524
Common Stock - Deferred Bonus Plan
- 3,954.516(indirect: By Trust)
ESOP Convertible Preferred
Exercise: $2.60→ Common Stock (3,954.516 underlying) - 700(indirect: By Trust)
Common Stock
- 50,000
Stock Options (Right to buy)
Exercise: $22.94From: 1999-01-13Exp: 2008-01-13→ Common Stock (50,000 underlying) - 122,000
Stock Options (Right to buy)
Exercise: $23.60From: 2002-02-09Exp: 2011-02-09→ Common Stock (122,000 underlying) - 9,386.237
Common Stock - Supp Exec Defined
- 57,000
Stock Options (Right to buy)
Exercise: $19.50From: 1998-01-17Exp: 2007-01-17→ Common Stock (57,000 underlying)
Footnotes (3)
- [F1]Transaction occurred pursuant to existing Rule 10b5-1 Plan.
- [F2]Stock Option Grant. Ten year life; 25% vesting the first four years. Upon retirement, unvested options become fully vested and availalble to exercise for the remaining life of the options.
- [F3]Price per share at which Ferro issued 1,520,215 shares of 7% Series A ESOP convertible Preferred Stock. Employees were only able to obtain preferred shares as part of the ESOP company match program. Shares can only be converted to common shares for distribution.
Documents
Issuer
FERRO CORP
CIK 0000035214
Entity typeother
Related Parties
1- filerCIK 0001049673
Filing Metadata
- Form type
- 4
- Filed
- Apr 19, 8:00 PM ET
- Accepted
- Apr 20, 3:52 PM ET
- Size
- 25.3 KB