Earnings Feed
Start Free
Home/Filings/4/0000035214-04-000114
4//SEC Filing

ORTINO HECTOR R 4

Accession 0000035214-04-000114

CIK 0000035214other
View on SEC.govCompany Profile

Filed

Jun 1, 8:00 PM ET

Accepted

Jun 2, 5:31 PM ET

Size

22.7 KB

Accession

0000035214-04-000114

Insider Transaction Report

Form 4
Period: 2004-06-02
FERRO CORPFOE
ORTINO HECTOR R
DirectorCorporate Executive OfficerOther
Transactions
  • Sale

    Common Stock

    2004-06-02$26.00/sh−5,400$140,400→ 73,034 total(indirect: By Trust)
Holdings

  • Common Stock

    (indirect: Investment Savings Plan)
    17,211

  • Stock Options (Right to buy)

    Exercise: $19.50From: 1998-01-17Exp: 2007-01-17→ Common Stock (57,000 underlying)
    57,000

  • Stock Options (Right to buy)

    Exercise: $23.60From: 2002-02-09Exp: 2011-02-09→ Common Stock (122,000 underlying)
    122,000

  • Common Stock

    (indirect: By Spouse)
    5,977

  • Common Stock

    (indirect: By Trust)
    700

  • Common Stock - Restricted

    116,500

  • Stock Options (Right to buy)

    Exercise: $18.50From: 2001-02-11Exp: 2010-02-11→ Common Stock (70,000 underlying)
    70,000

  • Stock Options (Right to buy)

    Exercise: $21.26From: 2007-02-28Exp: 2013-02-28→ Common Stock (175,000 underlying)
    175,000

  • Stock Options (Right to buy)

    Exercise: $22.94From: 1999-01-13Exp: 2008-01-13→ Common Stock (50,000 underlying)
    50,000

  • Stock Options (Right to buy)

    Exercise: $25.50From: 2006-02-11Exp: 2012-02-11→ Common Stock (155,000 underlying)
    155,000

  • ESOP Convertible Preferred

    (indirect: By Trust)
    Exercise: $2.60→ Common Stock (3,954.516 underlying)
    3,954.516

  • Common Stock - Deferred Bonus Plan

    6,149.524

  • Common Stock - Supp Exec Defined

    9,386.237

  • Stock Options (Right to buy)

    Exercise: $15.75From: 1997-01-17Exp: 2006-01-17→ Common Stock (25,000 underlying)
    25,000
Footnotes (3)
  • [F1]Transaction occurred pursuant to existing Rule 10b5-1 Plan.
  • [F2]Stock Option Grant. Ten year life; 25% vesting the first four years. Upon retirement, unvested options become fully vested and availalble to exercise for the remaining life of the options.
  • [F3]Price per share at which Ferro issued 1,520,215 shares of 7% Series A ESOP convertible Preferred Stock. Employees were only able to obtain preferred shares as part of the ESOP company match program. Shares can only be converted to common shares for distribution.

Documents

1 file

Issuer

FERRO CORP

CIK 0000035214

→
Entity typeother

Related Parties

1
  • filerCIK 0001049673

Filing Metadata

Form type
4
Filed
Jun 1, 8:00 PM ET
Accepted
Jun 2, 5:31 PM ET
Size
22.7 KB
View on SEC.gov