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4//SEC Filing

ORTINO HECTOR R 4

Accession 0000035214-04-000120

CIK 0000035214other
View on SEC.govCompany Profile

Filed

Jun 17, 8:00 PM ET

Accepted

Jun 18, 4:45 PM ET

Size

31.0 KB

Accession

0000035214-04-000120

Insider Transaction Report

Form 4
Period: 2004-06-17
FERRO CORPFOE
ORTINO HECTOR R
DirectorCorporate Executive OfficerOther
Transactions
  • Tax Payment

    Common Stock

    2004-06-17$26.03/sh−7,311$190,305→ 75,723 total(indirect: By Trust)
  • Tax Payment

    Common Stock

    2004-06-17$26.03/sh−4,145$107,894→ 76,578 total(indirect: By Trust)
  • Sale

    Common Stock

    2004-06-17$26.00/sh−3,544$92,144→ 73,034 total(indirect: By Trust)
  • Exercise/Conversion

    Stock Options (Right to buy)

    2004-06-17$15.75/sh−10,000$157,500→ 0 total
    Exercise: $15.75From: 1997-01-17Exp: 2006-01-17→ Common Stock (10,000 underlying)
  • Exercise/Conversion

    Common Stock

    2004-06-17$19.50/sh+5,000$97,500→ 80,723 total(indirect: By Trust)
  • Exercise/Conversion

    Common Stock

    2004-06-17$15.75/sh+10,000$157,500→ 83,034 total(indirect: By Trust)
  • Exercise/Conversion

    Stock Options (Right to buy)

    2004-06-17$19.50/sh−5,000$97,500→ 52,000 total
    Exercise: $19.50From: 1998-01-17Exp: 2007-01-17→ Common Stock (5,000 underlying)
Holdings

  • Common Stock

    (indirect: By Trust)
    700

  • Stock Options (Right to buy)

    Exercise: $18.50From: 2001-02-11Exp: 2010-02-11→ Common Stock (70,000 underlying)
    70,000

  • Stock Options (Right to buy)

    Exercise: $22.94From: 1999-01-13Exp: 2008-01-13→ Common Stock (50,000 underlying)
    50,000

  • Stock Options (Right to buy)

    Exercise: $21.26From: 2007-02-28Exp: 2013-02-28→ Common Stock (175,000 underlying)
    175,000

  • Common Stock - Restricted

    116,500

  • Common Stock - Supp Exec Defined

    9,386.237

  • Stock Options (Right to buy)

    Exercise: $23.60From: 2002-02-09Exp: 2011-02-09→ Common Stock (122,000 underlying)
    122,000

  • Common Stock

    (indirect: By Spouse)
    5,977

  • Common Stock - Deferred Bonus Plan

    6,149.524

  • ESOP Convertible Preferred

    (indirect: By Trust)
    Exercise: $2.60→ Common Stock (3,954.516 underlying)
    3,954.516

  • Common Stock

    (indirect: Investment Savings Plan)
    17,211

  • Stock Options (Right to buy)

    Exercise: $25.50From: 2006-02-11Exp: 2012-02-11→ Common Stock (155,000 underlying)
    155,000
Footnotes (3)
  • [F1]Transaction occurred pursuant to existing Rule 10b5-1 Plan.
  • [F2]Stock Option Grant. Ten year life; 25% vesting the first four years. Upon retirement, unvested options become fully vested and availalble to exercise for the remaining life of the options.
  • [F3]Price per share at which Ferro issued 1,520,215 shares of 7% Series A ESOP convertible Preferred Stock. Employees were only able to obtain preferred shares as part of the ESOP company match program. Shares can only be converted to common shares for distribution.

Documents

1 file

Issuer

FERRO CORP

CIK 0000035214

→
Entity typeother

Related Parties

1
  • filerCIK 0001049673

Filing Metadata

Form type
4
Filed
Jun 17, 8:00 PM ET
Accepted
Jun 18, 4:45 PM ET
Size
31.0 KB
View on SEC.gov