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4//SEC Filing

NIEHAUS ROBERT P 4

Accession 0000035527-03-000056

CIK 0000035527other
View on SEC.govCompany Profile

Filed

Aug 14, 8:00 PM ET

Accepted

Aug 15, 4:17 PM ET

Size

9.5 KB

Accession

0000035527-03-000056

Insider Transaction Report

Form 4
Period: 2003-08-14
FIFTH THIRD BANCORPFITB
NIEHAUS ROBERT P
Executive Vice President
Transactions
  • Exercise/Conversion

    Option to Purchase

    2003-08-14−15,965→ 828,738 total
    Exercise: $10.57From: 1993-08-17Exp: 2003-08-17→ Common Stock (15,965 underlying)
  • Exercise/Conversion

    Common Stock

    2003-08-14$10.57/sh+3,017$31,883→ 127,628 total
  • Exercise/Conversion

    Common Stock

    2003-08-14$10.57/sh+12,948$136,833→ 140,576 total
  • Tax Payment

    Common Stock

    2003-08-14$55.94/sh−3,017$168,771→ 124,611 total
Holdings

  • Common Stock

    (indirect: By Spouse)
    73,427

  • Common Stock

    (indirect: By Trust)
    75,000

  • Common Stock

    (indirect: by FLP, LP)
    50,897
Footnotes (5)
  • [F1]Pursuant to the Fifth Third Bancorp Stock Option Gain Deferral Plan, Mr. Niehaus elected to defer receipt of 12,948 shares of common stock issuable upon exercise of his option. As a result, 12,948 shares of phantom stock have accrued to his Deferred Stock Unit Account under the Plan. Because these phantom stock units may only be settled by a one-for-one delivery of shares of common stock upon expiration of the deferral period, Mr. Niehaus is currently deemed to be the direct beneficial owner of these shares which are included in his aggregate beneficial ownership on Table I.
  • [F2]Various Grantor Retained Annuity Trusts (GRATs) of which the reporting person is a beneficiary.
  • [F3]Niehaus Investors Limited Partnership (a family limited partnership) of which the reporting person, his spouse and their three children are the only partners.
  • [F4]Issued pursuant to Fifth Third Bancorp Stock Option Plan. No consideration paid.
  • [F5]Includes total number of unexercised option grants previously reported.

Documents

1 file

Issuer

FIFTH THIRD BANCORP

CIK 0000035527

→
Entity typeother

Related Parties

1
  • filerCIK 0001195808

Filing Metadata

Form type
4
Filed
Aug 14, 8:00 PM ET
Accepted
Aug 15, 4:17 PM ET
Size
9.5 KB
View on SEC.gov