4//SEC Filing
AHLERS LINDA L 4
Accession 0000036104-04-000020
CIK 0000036104other
Filed
Jan 19, 7:00 PM ET
Accepted
Jan 20, 5:28 PM ET
Size
28.9 KB
Accession
0000036104-04-000020
Insider Transaction Report
Form 4
AHLERS LINDA L
Director
Transactions
- Award
Non-Employee Director Stock Option (Right to Buy)
2004-01-20+5,882→ 5,882 totalExercise: $28.50Exp: 2014-01-20→ Common Stock (5,882 underlying) - Award
Restricted Stock Units
2004-01-20+1,882→ 1,882 total→ Common Stock (1,882 underlying) - Award
Deferred Compensation Plan Participation
2004-01-15$28.48/sh+2,282.3$65,000→ 2,282.3 total→ Common Stock (2,282.3 underlying)
Holdings
- 7,249
Non-Employee Director Stock Option (Right to Buy)
Exercise: $21.49Exp: 2012-12-17→ Common Stock (7,249 underlying) - 1,259
Non-Employee Director Stock Option (Right to Buy)
Exercise: $18.82Exp: 2012-10-01→ Common Stock (1,259 underlying) - 6,495
Non-Employee Director Stock Option (Right to Buy)
Exercise: $16.74Exp: 2010-04-19→ Common Stock (6,495 underlying) - 321
Non-Employee Director Stock Option (Right to Buy)
Exercise: $26.43Exp: 2007-04-24→ Common Stock (321 underlying) - 629
Non-Employee Director Stock Option (Right to Buy)
Exercise: $23.15Exp: 2011-07-02→ Common Stock (629 underlying) - 7,400
Non-Employee Director Stock Option (Right to Buy)
Exercise: $22.45Exp: 2011-03-12→ Common Stock (7,400 underlying) - 4,967
Non-Employee Director Stock Option (Right to Buy)
Exercise: $31.26Exp: 2008-06-04→ Common Stock (4,967 underlying) - 2,646
Restricted Stock Units
→ Common Stock (2,646 underlying) - 15,102
Non-Employee Director Stock Option (Right to Buy)
Exercise: $23.18Exp: 2011-02-27→ Common Stock (15,102 underlying) - 8,724
Non-Employee Director Stock Option (Right to Buy)
Exercise: $15.17Exp: 2010-02-15→ Common Stock (8,724 underlying) - 1,384
Non-Employee Director Stock Option (Right to Buy)
Exercise: $23.02Exp: 2012-07-01→ Common Stock (1,384 underlying) - 805
Non-Employee Director Stock Option (Right to Buy)
Exercise: $22.01Exp: 2012-04-01→ Common Stock (805 underlying) - 881
Non-Employee Director Stock Option (Right to Buy)
Exercise: $21.87Exp: 2011-10-01→ Common Stock (881 underlying) - 6,305
Non-Employee Director Stock Option (Right to Buy)
Exercise: $19.00Exp: 2007-04-24→ Common Stock (9,552 underlying) - 1,510
Non-Employee Director Stock Option (Right to Buy)
Exercise: $20.64Exp: 2012-01-02→ Common Stock (1,510 underlying) - 9,212
Non-Employee Director Stock Option (Right to Buy)
Exercise: $20.64Exp: 2012-01-02→ Common Stock (9,212 underlying) - 8,658
Non-Employee Director Stock Option (Right to Buy)
Exercise: $20.64Exp: 2012-01-02→ Common Stock (8,658 underlying)
Footnotes (19)
- [F1]Deferred Compensation Plan Participation is valued against U.S. Bancorp common stock on a one-for-one basis and becomes payable, in cash or common stock, at the election of the reporting person, following the termination of the reporting person's directorship with U.S. Bancorp.
- [F10]The option vests in four equal annual installments beginning on October 1, 2003.
- [F11]The option vests in four equal annual installments beginning on July 1, 2003.
- [F12]The option vests in four equal annual installments beginning on April 1, 2003.
- [F13]The option vests in four equal annual installments beginning on January 2, 2003.
- [F14]The option vests in four equal annual installments beginning on October 1, 2002.
- [F15]The option vests in four equal annual installments beginning on July 2, 2002.
- [F16]The option vests in four equal annual installments beginning on April 2, 2002.
- [F17]The option vests in four equal annual installments beginning on March 12, 2002.
- [F18]The option vests in four equal annual installments beginning on February 27, 2002.
- [F19]The option was fully vested immediately after grant.
- [F2]Restricted stock units convert into common stock on a one-for-one basis.
- [F3]The restricted stock units vest in four equal annual installments beginning on January 20, 2005. Units are payable in common stock when the reporting person retires in accordance with the Company's director retirement policy; only vested units are payable when board service ends under other circumstances.
- [F4]The restricted stock units vest in four equal annual installments beginning on December 17, 2003. Units are payable in common stock when the reporting person retires in accordance with the Company's director retirement policy; only vested units are payable when board service ends under other circumstances.
- [F5]Includes restricted stock units acquired in January, April, July and October 2003 and January 2004 pursuant to a dividend reinvestment feature of the reporting person's restricted stock unit award.
- [F6]Includes an adjustment to the number of restricted stock units in order to preserve the economic value of the plan participation in connection with the special dividend paid to effect the spin-off of the company's Piper Jaffray subsidiary on December 31, 2003, by multiplying the number of units in the account by .01475.
- [F7]The option vests in four equal annual installments beginning on January 20, 2005.
- [F8]The exercise price and number of shares subject to the option were adjusted to preserve the economic value of the option in connection with the spin-off of the company's Piper Jaffray subsidiary on December 31, 2003, by multiplying the number of shares subject to the option, and dividing the option price, by 1.0068.
- [F9]The option vests in four equal annual installments beginning on December 17, 2003.
Documents
Issuer
US BANCORP \DE\
CIK 0000036104
Entity typeother
Related Parties
1- filerCIK 0001185472
Filing Metadata
- Form type
- 4
- Filed
- Jan 19, 7:00 PM ET
- Accepted
- Jan 20, 5:28 PM ET
- Size
- 28.9 KB