PETRY THOMAS E 4

Accession 0000036104-04-000037

CIK 0000036104other

View on SEC.gov Company Profile

Filed

Jan 21, 7:00 PM ET

Accepted

Jan 22, 5:04 PM ET

Size

26.3 KB

Accession

0000036104-04-000037

Insider Transaction Report

Form 4

Period: 2004-01-20

US BANCORP \DE\USB

PETRY THOMAS E

Director

Transactions

Award
Restricted Stock Units
2004-01-20+1,882→ 1,882 total
→ Common Stock (1,882 underlying)
Award
Non-Employee Director Stock Option (Right to Buy)
2004-01-20+5,882→ 5,882 total
Exercise: $28.50Exp: 2014-01-20→ Common Stock (5,882 underlying)

Holdings

Non-Employee Director Stock Option (Right to Buy)
Exercise: $20.64Exp: 2012-01-02→ Common Stock (8,658 underlying)
8,658
Non-Employee Director Stock Option (Right to Buy)
Exercise: $23.18Exp: 2011-02-27→ Common Stock (6,141 underlying)
6,141
Non-Employee Director Stock Option (Right to Buy)
Exercise: $21.23Exp: 2009-12-14→ Common Stock (6,947 underlying)
6,947
Non-Employee Director Stock Option (Right to Buy)
Exercise: $27.81Exp: 2009-07-01→ Common Stock (1,359 underlying)
1,359
Non-Employee Director Stock Option (Right to Buy)
Exercise: $27.81Exp: 2009-07-01→ Common Stock (3,322 underlying)
3,322
Non-Employee Director Stock Option (Right to Buy)
Exercise: $23.22Exp: 2010-04-03→ Common Stock (1,586 underlying)
1,586
Non-Employee Director Stock Option (Right to Buy)
Exercise: $20.80Exp: 2010-01-03→ Common Stock (7,727 underlying)
7,727
Non-Employee Director Stock Option (Right to Buy)
Exercise: $29.22Exp: 2009-03-09→ Common Stock (10,873 underlying)
10,873
Non-Employee Director Stock Option (Right to Buy)
Exercise: $20.86Exp: 2008-04-14→ Common Stock (18,122 underlying)
18,122
Deferred Compensation Plan Participation
→ Common Stock (186,478.28 underlying)
186,478.28
Non-Employee Director Stock Option (Right to Buy)
Exercise: $21.54Exp: 2010-12-12→ Common Stock (8,961 underlying)
8,961
Non-Employee Director Stock Option (Right to Buy)
Exercise: $25.45Exp: 2009-10-01→ Common Stock (906 underlying)
906
Non-Employee Director Stock Option (Right to Buy)
Exercise: $23.28Exp: 2011-01-02→ Common Stock (2,215 underlying)
2,215
Non-Employee Director Stock Option (Right to Buy)
Exercise: $20.73Exp: 2010-07-03→ Common Stock (1,233 underlying)
1,233
Non-Employee Director Stock Option (Right to Buy)
Exercise: $21.49Exp: 2012-12-17→ Common Stock (7,249 underlying)
7,249
Restricted Stock Units
→ Common Stock (2,646 underlying)
2,646
Non-Employee Director Stock Option (Right to Buy)
Exercise: $22.41Exp: 2010-10-02→ Common Stock (805 underlying)
805

Footnotes (25)

[F1]Restricted stock units convert to common stock on a one-for-one basis.
[F10]The exercise price and number of shares subject to the option were adjusted to preserve the economic value of the option in connection with the special dividend paid to effect the spin-off of the company's Piper Jaffray subsidiary on December 31, 2003, by multiplying the number of shares subject to the option, and dividing the option price, by 1.0068.
[F11]The option vests in four equal annual installments beginning on December 17, 2003.
[F12]The option vests in four equal annual installments beginning on January 2, 2003.
[F13]The option vests in four equal annual installments beginning on February 27, 2002.
[F14]The option vests in four equal annual installments beginning on January 2, 2002.
[F15]The option vests in four equal annual installments beginning on December 12, 2001.
[F16]The option vests in four equal annual installments beginning on October 2, 2001.
[F17]The option vests in four equal annual installments beginning on July 3, 2001.
[F18]The option vests in four equal annual installments beginning on April 3, 2001.
[F19]The option vested in four equal annual installments beginning on January 3, 2001.
[F2]The restricted stock units vest in four equal annual installments beginning on January 20, 2005. Units are payable in common stock when the reporting person retires in accordance with the Company's director retirement policy; only vested units are payable when board service ends under other circumstances.
[F20]The option vested in four equal annual installments beginnning on December 14, 2000.
[F21]The option vested in four equal annual installments beginning on October 1, 2000.
[F22]The option vested in four equal annual installments beginning on July 1, 2000.
[F23]The option vested in four equal annual installments beginning on March 9, 2000.
[F24]The option vested in four equal annual installments beginning on April 14, 1999.
[F25]The option vested in four equal annual installments beginning on April 8, 1998.
[F3]The restricted stock units vest in four equal annual installments beginning on December 17, 2003. Units are payable in common stock when the reporting person retires in accordance with the Company's director retirement policy; only vested units are payable when board service ends under other circumstances.
[F4]Includes restricted stock units acquired in January, April, July and October 2003 and January 2004 pursuant to a dividend reinvestment feature of the reporting person's restricted stock unit award.
[F5]Includes an adjustment to the number of restricted stock units in order to preserve the economic value of the plan participation in connection with the special dividend paid to effect the spin-off of the company's Piper Jaffray subsidiary on December 31, 2003, by multiplying the number of units in the account by .01475.
[F6]Deferred Compensation Plan Participation is valued against U.S. Bancorp common stock on a one-for-one basis and becomes payable, in cash or common stock, at the election of the reporting person, following the termination of the reporting person's directorship with U.S. Bancorp.
[F7]Includes additional amounts acquired in January, April, July and October 2003, pursuant to a dividend reinvestment feature of the U.S. Bancorp Deferred Compensation Plan.
[F8]Includes an adjustment to the number of units in the reporting person's deferred compensation plan account in order to preserve the economic value of the plan participation in connection with the special dividend paid to effect the spin-off of the company's Piper Jaffray subsidiary on December 31, 2003, by multiplying the number of units in the account by .01475.
[F9]The option vests in four equal annual installments beginning on January 20, 2005.

Documents

2 files

Issuer

US BANCORP \DE\

CIK 0000036104

→

Entity typeother

Related Parties

filerCIK 0001185499

Filing Metadata

Form type: 4
Filed: Jan 21, 7:00 PM ET
Accepted: Jan 22, 5:04 PM ET
Size: 26.3 KB

View on SEC.gov