4//SEC Filing
HASTEN JOSEPH E 4
Accession 0000036104-04-000038
CIK 0000036104other
Filed
Jan 21, 7:00 PM ET
Accepted
Jan 22, 5:06 PM ET
Size
16.1 KB
Accession
0000036104-04-000038
Insider Transaction Report
Form 4
HASTEN JOSEPH E
Vice Chairman
Transactions
- Award
Employee Stock Option (Right to Buy)
2004-01-20+124,300→ 124,300 totalExercise: $28.50Exp: 2014-01-20→ Common Stock (124,300 underlying) - Award
Common Stock, $0.01 par value
2004-01-20$28.50/sh+17,000$484,500→ 121,047 total
Holdings
- 40,272
Employee Stock Option (Right to Buy)
Exercise: $17.63Exp: 2010-03-14→ Common Stock (40,272 underlying) - 20,136
Employee Stock Option (Right to Buy)
Exercise: $21.23Exp: 2009-12-14→ Common Stock (20,136 underlying) - 21,052
Employee Stock Option (Right to Buy)
Exercise: $21.91Exp: 2009-02-22→ Common Stock (21,052 underlying) - 2,184.29(indirect: By 401(k))
Common Stock, $0.01 par value
- 302,040
Employee Stock Option (Right to Buy)
Exercise: $21.54Exp: 2010-12-12→ Common Stock (302,040 underlying) - 163,102
Employee Stock Option (Right to Buy)
Exercise: $21.49Exp: 2012-12-17→ Common Stock (163,102 underlying) - 216,462
Employee Stock Option (Right to Buy)
Exercise: $19.10Exp: 2011-12-18→ Common Stock (216,462 underlying) - 15,790
Employee Stock Option (Right to Buy)
Exercise: $16.59Exp: 2007-01-20→ Common Stock (15,790 underlying) - 50,340
Employee Stock Option (Right to Buy)
Exercise: $24.40Exp: 2009-09-20→ Common Stock (50,340 underlying)
Footnotes (13)
- [F1]Based on a plan report dated 12/31/03, the most recent plan report available.
- [F10]The option vested in four equal annual installments beginning on February 23, 2000.
- [F11]The option vested in four equal annual installments beginning on January 21, 1998.
- [F12]The option vested in four equal annual installments beginning on February 8, 1997.
- [F13]The option vested in four equal annual installments beginning on September 1, 1996.
- [F2]The option vests 100% on January 20, 2009, or 25% on February 1st of each of 2005, 2006, 2007 and 2008 if certain performance criteria are met in the prior year.
- [F3]The exercise price and number of shares subject to the option were adjusted to preserve the economic value of the option in connection with the special dividend paid to effect the spin-off of the company's Piper Jaffray subsidiary on December 31, 2003, by multiplying the number of shares subject to the option, and dividing the option price, by 1.0068.
- [F4]The option vests 100% on December 17, 2007, or 25% on February 1st of each of 2004, 2005, 2006 and 2007 if certain performance criteria are met in the prior year.
- [F5]The option vests in four equal annual installments beginning on December 18, 2002.
- [F6]The option vests in four equal annual installments beginning on December 12, 2001.
- [F7]The option vests in four equal annual installments beginning on March 14, 2001.
- [F8]The option vesed in four equal annual installments beginning on December 14, 2000.
- [F9]The option vested in four equal annual installments beginning on September 20, 2000.
Documents
Issuer
US BANCORP \DE\
CIK 0000036104
Entity typeother
Related Parties
1- filerCIK 0001185485
Filing Metadata
- Form type
- 4
- Filed
- Jan 21, 7:00 PM ET
- Accepted
- Jan 22, 5:06 PM ET
- Size
- 16.1 KB