4//SEC Filing
STALEY WARREN R 4
Accession 0000036104-06-000030
CIK 0000036104other
Filed
Jan 18, 7:00 PM ET
Accepted
Jan 19, 12:46 PM ET
Size
16.4 KB
Accession
0000036104-06-000030
Insider Transaction Report
Form 4
STALEY WARREN R
Director
Transactions
- Award
Restricted Stock Units
2006-01-17+1,766→ 1,766 total→ Common Stock (1,766 underlying) - Award
Non-Employee Director Stock Option (Right to Buy)
2006-01-17+8,305→ 8,305 totalExercise: $30.00Exp: 2016-01-17→ Common Stock (8,305 underlying)
Holdings
- 2,036
Restricted Stock Units
→ Common Stock (2,036 underlying) - 1,817
Restricted Stock Units
→ Common Stock (1,817 underlying) - 22,725
Non-Employee Director Stock Option (Right to Buy)
Exercise: $30.05Exp: 2016-01-03→ Common Stock (22,725 underlying) - 2,859
Restricted Stock Units
→ Common Stock (2,859 underlying)
Footnotes (9)
- [F1]Restricted stock units convert into common stock on a one-for-one basis.
- [F2]The restricted stock units vest in four equal annual installments beginning on January 17, 2007. Units are payable in common stock when the reporting person retires in accordance with the Company's director retirement policy, the reporting person's Board service is terminated without cause, or the reporting person voluntarily leaves service on the Board for any reason after 10 years of service. Only vested units are distributable when the holder's Board service ends under other circumstances, except that all units are forfeited if the holder's Board service is terminated for cause.
- [F3]The restricted stock units vest in four equal annual installments beginning on January 18, 2006. Units are payable in common stock when the reporting person retires in accordance with the Company's director retirement policy, the reporting person's Board service is terminated without cause, or the reporting person voluntarily leaves service on the Board for any reason after 10 years of service. Only vested units are distributable when the holder's Board service ends under other circumstances, except that all units are forfeited if the holder's Board service is terminated for cause.
- [F4]Includes restricted stock units acquired in April, July and October, 2005, and January 2006, pursuant to a dividend reinvestment feature of the reporting person's restricted stock unit award.
- [F5]The restricted stock units vest in four equal annual installments beginning on January 20, 2005. Units are payable in common stock when the reporting person retires in accordance with the Company's director retirement policy, the reporting person's Board service is terminated without cause, or the reporting person voluntarily leaves service on the Board for any reason after 10 years of service. Only vested units are distributable when the holder's Board service ends under other circumstances, except that all units are forfeited if the holder's Board service is terminated for cause.
- [F6]The restricted stock units vest in four equal annual installments beginning on December 17, 2003. Units are payable in common stock when the reporting person retires in accordance with the Company's director retirement policy, the reporting person's Board service is terminated without cause, or the reporting person voluntarily leaves service on the Board for any reason after 10 years of service. Only vested units are distributable when the holder's Board service ends under other circumstances, except that all units are forfeited if the holder's Board service is terminated for cause.
- [F7]The option vests in four equal annual installments beginning on January 17, 2007.
- [F8]The option vests in four equal annual installments beginning on January 3, 2007.
- [F9]Correction of amount incorrectly reported on a Form 4 filed on January 5, 2006, due to clerical error.
Documents
Issuer
US BANCORP \DE\
CIK 0000036104
Entity typeother
Related Parties
1- filerCIK 0001185507
Filing Metadata
- Form type
- 4
- Filed
- Jan 18, 7:00 PM ET
- Accepted
- Jan 19, 12:46 PM ET
- Size
- 16.4 KB