JULIAN DAVID M 4
4 · WACHOVIA CORP NEW · Filed Apr 21, 2004
Insider Transaction Report
Form 4
JULIAN DAVID M
Principal Acct Off and EVP
Transactions
- Award
Common Stock
[F1][F2]2004-04-19$44.65/sh+3,143$140,335→ 11,879 total - Award
ESOP
[F3][F4]2004-04-19$44.65/sh+15,048$671,893→ 15,048 totalExercise: $44.65From: 2005-04-19Exp: 2014-04-19→ Common Stock (15,048 underlying)
Holdings
- 225.673(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]The restricted stock award vests in substantially equal installments on each of the five anniveraries of the date of grant (20% p er year) beginning April 19, 2005, assuming that certain financial performance targets are met.
- [F2]Includes 8,870 shares of unvested restricted stock with respect to which provisions exist to allow for the withholding of shares to satisfy tax withholding obligations.
- [F3]Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations and the withholding of shares in payment of the exercise price. The exercise of certain options in any one-year is limited to 100,000 dollars.
- [F4]The option becomes exercisable in substantially equal installments on each of the five anniversaries of the date of grant (20% pe r year), beginning April 19, 2005.
Signature
David M. Julian|2004-04-21