MCMULLEN DONALD A JR 4
4 · WACHOVIA CORP NEW · Filed Apr 21, 2004
Insider Transaction Report
Form 4
MCMULLEN DONALD A JR
SEVP, Pres of Cap Mgmt Group
Transactions
- Award
Common Stock
2004-04-19$44.65/sh+23,571$1,052,445→ 137,148.37 total - Award
ESOP
2004-04-19$44.65/sh+87,302$3,898,034→ 87,302 totalExercise: $44.65From: 2005-04-19Exp: 2014-04-19→ Common Stock (87,302 underlying)
Holdings
- 301.666(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]The restricted stock award vests in substantially equal installments on each of the five anniveraries of the date of grant (20% p er year) beginning April 19, 2005, assuming that certain financial performance targets are met.
- [F2]Includes 69,475 shares of unvested restricted stock with respect to which provisions exist to allow for the withholding of shares to satisfy tax withholding obligations.
- [F3]Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations and the withholding of shares in payment of the exercise price. The exercise of certain options in any one-year is limited to 100,000 dollars.
- [F4]The option becomes exercisable in substantially equal installments on each of the five anniversaries of the date of grant (20% pe r year), beginning April 19, 2005.