Home/Filings/4/0000038777-03-000599
4//SEC Filing

BAIO JAMES R 4

Accession 0000038777-03-000599

CIK 0000038777other

Filed

Nov 12, 7:00 PM ET

Accepted

Nov 13, 3:08 PM ET

Size

7.0 KB

Accession

0000038777-03-000599

Insider Transaction Report

Form 4
Period: 2003-11-12
BAIO JAMES R
SVP & Chief Financial Officer
Transactions
  • Award

    Common Stock, par value $.10

    2003-11-12+2,31618,524.231 total
  • Award

    Employee Stock Option (Right to Buy)

    2003-11-12$48.98/sh+15,000$734,70015,000 total
    Exercise: $48.98From: 2004-09-30Exp: 2013-11-11Common Stock, par value $.10 (15,000 underlying)
Footnotes (2)
  • [F1]Shares represent grants of awards of common stock under the Franklin Resources, Inc.'s 2002 Universal Stock Incentive Plan (the ''2002 Plan''), including unvested balances for fiscal years 2001, 2002 and 2003 of 551, 1,203 and 2,316 shares, respectively. The holder is entitled to receive dividends and vote such shares, however, such shares are subject to vesting requirements under the 2002 Plan.
  • [F2]The option becomes exercisable in three approximately equal increments on each of September 30, 2004, September 30, 2005, and September 29, 2006.

Documents

1 file

Issuer

FRANKLIN RESOURCES INC

CIK 0000038777

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001039369

Filing Metadata

Form type
4
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 3:08 PM ET
Size
7.0 KB