4//SEC Filing
FRANKLIN RESOURCES INC 4
Accession 0000038777-08-000008
$BENCIK 0000038777operating
Filed
Jan 22, 7:00 PM ET
Accepted
Jan 23, 5:47 PM ET
Size
14.7 KB
Accession
0000038777-08-000008
Insider Transaction Report
Form 4
WOODWORTH LOUIS E
Director
Transactions
- Disposition to Issuer
Common Stock, par value $.10
2008-01-22$90.28/sh−671.433$60,617→ 1,028,751 total - Exercise/Conversion
Deferred Director's Fees (FRI)
2008-01-22−671.433→ 20,142.977 totalFrom: 2005-10-20Exp: 2015-07-20→ Common Stock, par value $.10 (671.433 underlying) - Exercise/Conversion
Common Stock, par value $.10
2008-01-22+671.433→ 1,029,422.433 total - Award
Deferred Director's Fees (FRI)
2008-01-22$90.28/sh+16.615$1,500→ 3,780.368 totalFrom: 2009-04-20Exp: 2019-01-21→ Common Stock, par value $.10 (16.615 underlying)
Holdings
- 383,088(indirect: By IRA)
Common Stock, par value $.10
- 220,000(indirect: By Spouse)
Common Stock, par value $.10
Footnotes (6)
- [F1]Not Applicable
- [F2]Shares are held by a member of Mr. Woodworth's family. Mr. Woodworth disclaims beneficial ownership of such shares.
- [F3]Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees based upon the performance of Issuer's stock payable in cash in forty substantially equal quarterly installments beginning on October 20, 2005 and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day.
- [F4]Each hypothetical unit is the economic equivalent of one share of the Issuer's stock.
- [F5]Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the January following the director's 75th birthday. See footnote below.
- [F6]Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 or October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.
Documents
Issuer
FRANKLIN RESOURCES INC
CIK 0000038777
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000038777
Filing Metadata
- Form type
- 4
- Filed
- Jan 22, 7:00 PM ET
- Accepted
- Jan 23, 5:47 PM ET
- Size
- 14.7 KB