JOHNSON GREGORY E 4
4 · FRANKLIN RESOURCES INC · Filed Nov 5, 2025
Insider Transaction Report
Form 4
JOHNSON GREGORY E
DirectorCEO and President
Transactions
- Award
Common Stock, par value $.10
2025-11-04+16,656→ 2,694,742 total - Award
Common Stock, par value $.10
2025-11-04$22.59/sh+25,012$565,021→ 2,678,086 total
Holdings
- 252,415(indirect: By Trust)
Common Stock, par value $.10
- 26,444(indirect: By Spouse)
Common Stock, par value $.10
- 396,000(indirect: By Partnership)
Common Stock, par value $.10
- 2,573,100(indirect: By Partnership)
Common Stock, par value $.10
- 7,679.752(indirect: By 401(k))
Common Stock, par value $.10
Footnotes (8)
- [F1]During prior three years, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 4, 2025, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2025 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2025.
- [F2]Not applicable.
- [F3]Of the amount of securities beneficially owned, 54,324 shares represent unvested restricted stock unit awards (which excludes the unvested restricted stock units scheduled to vest on December 1, 2025 as reported in Footnote 1).
- [F4]Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 10, 2025.
- [F5]Business limited partnership under control of Reporting Person.
- [F6]Shares held by Reporting Person's children or by Reporting Person as trustee for his children. Reporting Person disclaims beneficial ownership of such shares.
- [F7]Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.
- [F8]Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.