$GAM·5

GENERAL AMERICAN INVESTORS CO INC · Feb 2, 6:21 PM ET

GENERAL AMERICAN INVESTORS CO INC 5

5 · GENERAL AMERICAN INVESTORS CO INC · Filed Feb 2, 2017

Insider Transaction Report

Form 5
Period: 2016-12-31
Grassi Craig Anthony
Vice-President
Transactions
  • Other

    Common Stock

    2016-12-30+4,58432,407 total(indirect: By Trust)
  • Other

    Common Stock

    2016-12-30$31.38/sh+4$12641 total(indirect: By Custodian for Nephew)
Holdings
  • 5.95% Preferred Stock

    (indirect: By Spouse)
    350
  • 5.95% Preferred Stock

    (indirect: By Custodian for Son)
    250
Footnotes (6)
  • [F1]The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market prices pursuant to the Issuer's Employees' Thrift Plan. The information is based on a statement as of 12/31/2016 prepared by the Plan Administrator.
  • [F2]By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.
  • [F3]Shares received in payment of dividends.
  • [F4]By Custodial Account for Nephew, Joseph David Grassi, under the Pennsylvania Uniform Transfers to Minor Act.
  • [F5]Shares held by the undersigned's spouse in an IRA account.
  • [F6]By Custodial Account for son, Michael Leon Grassi, under the New Jersey Transfers to Minors Act.

Documents

1 file
  • 5
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT