Brown James S 4

4 · HALLIBURTON CO · Filed Dec 6, 2017

Form 4

Period: 2017-12-04

President - Western Hemisphere

Transactions

Holdings

06/2017 Restricted Stock Units
Exercise: $0.00→ Common Stock (108,743 underlying)
108,743
Option to Buy Common Stock
Exercise: $50.62From: 2013-12-04Exp: 2023-12-04→ Common Stock (45,500 underlying)
45,500
Option to Buy Common Stock
Exercise: $35.57From: 2011-12-06Exp: 2021-12-06→ Common Stock (43,700 underlying)
43,700
Option to Buy Common Stock
Exercise: $53.54From: 2016-12-07Exp: 2026-12-07→ Common Stock (40,100 underlying)
40,100
Option to Buy Common Stock
Exercise: $40.75From: 2014-12-03Exp: 2024-12-03→ Common Stock (59,500 underlying)
59,500
Option to Buy Common Stock
Exercise: $33.50From: 2012-12-05Exp: 2022-12-05→ Common Stock (56,900 underlying)
56,900
Option to Buy Common Stock
Exercise: $38.95From: 2015-12-02Exp: 2025-12-02→ Common Stock (58,700 underlying)
58,700
Option to Buy Common Stock
Exercise: $39.19From: 2010-12-01Exp: 2020-12-01→ Common Stock (26,100 underlying)
26,100

Footnotes (4)

[F1]The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 3, 2017.
[F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.98 to $44.046, inclusive. The Reporting Person undertakes to provide to Halliburton Company, any security holder of Halliburton Company, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth above.
[F3]Each Restricted Stock Unit represents the right to receive one share of common stock.
[F4]One-half of the Restricted Stock Units vest and distribute as common stock effective December 31, 2019. The other one-half will be valued on December 31, 2019 and distribute as cash in three equal annual installments beginning December 31, 2020.

Documents

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