Brown James S 4

Accession 0000045012-18-000183

CIK 0000045012other

Filed

Dec 6, 7:00 PM ET

Accepted

Dec 7, 3:26 PM ET

Size

23.5 KB

Accession

0000045012-18-000183

Form 4

Period: 2018-12-04

President - Western Hemisphere

Transactions

Tax Payment
Common Stock
2018-12-05$32.66/sh−2,815$91,938→ 93,317.138 total
Tax Payment
Common Stock
2018-12-04$31.44/sh−11,451$360,019→ 96,065.144 total
Award
Common Stock
2018-12-05$31.44/sh+38,900$1,223,016→ 132,217.138 total
Award
Option to Buy Common Stock
2018-12-05+66,800→ 66,800 total
Exercise: $31.44From: 2018-12-05Exp: 2028-12-05→ Common Stock (66,800 underlying)

Holdings

Option to Buy Common Stock
Exercise: $43.38From: 2017-12-06Exp: 2027-12-06→ Common Stock (48,070 underlying)
48,070
Option to Buy Common Stock
Exercise: $38.95From: 2015-12-02Exp: 2025-12-02→ Common Stock (58,700 underlying)
58,700
Option to Buy Common Stock
Exercise: $39.19From: 2010-12-01Exp: 2020-12-01→ Common Stock (26,100 underlying)
26,100
Option to Buy Common Stock
Exercise: $53.54From: 2016-12-07Exp: 2026-12-07→ Common Stock (40,100 underlying)
40,100
Option to Buy Common Stock
Exercise: $33.50From: 2012-12-05Exp: 2022-12-05→ Common Stock (56,900 underlying)
56,900
Option to Buy Common Stock
Exercise: $35.57From: 2011-12-06Exp: 2021-12-06→ Common Stock (43,700 underlying)
43,700
06/2017 Restricted Stock Units
Exercise: $0.00→ Common Stock (108,743 underlying)
108,743
Option to Buy Common Stock
Exercise: $40.75From: 2014-12-03Exp: 2024-12-03→ Common Stock (59,500 underlying)
59,500
Option to Buy Common Stock
Exercise: $50.62From: 2013-12-04Exp: 2023-12-04→ Common Stock (45,500 underlying)
45,500

Footnotes (7)

[F1]Shares transferred to Halliburton Company for payment for federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer.
[F2]Includes 66.994 shares of stock purchased through the Halliburton Company Employee Stock Purchase Plan for the period ended September 30, 2018.
[F3]Shares awarded pursuant to the Halliburton Company Stock and Incentive Plan. Said Plan provides for the surrender of common stock to the Issuer to satisfy withholding tax obligations.
[F4]December 5, 2018 was declared a Federal Holiday. On December 4, 2018, the closing price of Halliburton Company's Common Stock on the New York Stock Exchange was $31.44.
[F5]The options awarded become exercisable on each of the first, second and third anniversaries of the grant in cumulative increments of one-third each of the number of shares subject to the grant.
[F6]Each Restricted Stock Unit represents the right to receive one share of common stock.
[F7]One-half of the Restricted Stock Units vest and distribute as common stock effective December 31, 2019. The other one-half will be valued on December 31, 2019 and distribute as cash in three equal annual installments beginning December 31, 2020.

Documents

1 file

HALLIBURTON CO

CIK 0000045012

Entity typeother