Gill Jeswant 4

4 · HARSCO CORP · Filed Mar 3, 2021

Form 4

Period: 2021-03-01

SVP - Group President Rail

Transactions

Award
Stock Appreciation Rights
2021-03-01+13,582→ 13,582 total
Exercise: $18.58Exp: 2031-03-01→ Common Stock (13,582 underlying)
Exercise/Conversion
Restricted Stock Units
2021-03-02−2,259→ 25,710 total
→ Common Stock (2,259 underlying)
Exercise/Conversion
Common Stock
2021-03-02+2,259→ 44,902 total
Tax Payment
Common Stock
2021-03-02$17.02/sh−990$16,850→ 43,912 total
Award
Restricted Stock Units
2021-03-01+7,661→ 27,969 total
→ Common Stock (7,661 underlying)
Award
Performance Share Units
2021-03-01+7,661→ 27,818 total
Exp: 2023-12-31→ Common Stock (7,661 underlying)

Footnotes (4)

[F1]Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Harsco common stock on a one-for-one basis when the restricted stock units vest. The restricted stock units vest in one-third increments on each of the first three anniversaries of the date of the grant.
[F2]Each performance share unit represents a contingent right to receive the equivalent of one share of Harsco common stock. The performance share units vest based on the total shareholder return of Harsco common stock relative to the S&P 600 Industrials Index. The performance share units vest on 12/31/2023.
[F3]The stock appreciation rights vest in one-third increments on each of the first three anniversaries of the date of grant.
[F4]On March 2, 2018 the reporting person was granted 6,777 restricted stock units of which one-third vested on the third anniversary of the grant date.

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