4//SEC Filing
HUMANA INC 4
Accession 0000049071-03-000068
$HUMCIK 0000049071operating
Filed
Aug 10, 8:00 PM ET
Accepted
Aug 11, 2:59 PM ET
Size
8.5 KB
Accession
0000049071-03-000068
Insider Transaction Report
Form 4
HUMANA INCHUM
BERTKO JOHN M
Vice President & Chief Actuary
Transactions
- Tax Payment
Humana Common
2003-08-07$16.16/sh−17,874$288,844→ 37,126 total
Holdings
- 1,404(indirect: See Footnote)
Humana Common
- 10,000
Options-ISO
Exercise: $12.99Exp: 2012-03-13→ Humana Common (10,000 underlying) - 50,000
Options
Exercise: $7.47Exp: 2009-11-18→ Humana Common (50,000 underlying) - 20,000
Options
Exercise: $9.26Exp: 2013-03-13→ Humana Common (20,000 underlying)
Footnotes (6)
- [F1]Each share of Common Stock contains a Right adopted on March 5, 1987, pursuant to the Company Rights Agreement, as amended and restated on February 14, 1996, and amended as of May 27, 1998 and March 1, 1999, which entitles holders of the Company's Common Stock, in the event certain specified events occur, to acquire 1/100 of a share of Series A Participating Preferred Stock at a price of $145 per fractional share.
- [F2]Shares held for reporting person's benefit as of July 31, 2003 under the Humana Retirement & Savings Plan including a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, both exempt under Rule 16b-3(c).
- [F3]Right to buy pursuant to the Company's 1996 Stock Incentive Plan for Employees.
- [F4]Non-qualified stock options were granted to reporting person on 11/18/99 vesting in four increments from 11/18/01 to 11/18/04.
- [F5]Incentive stock options were granted to reporting person on 3/13/02 vesting in three increments from 3/13/03 to 3/13/05.
- [F6]Incentive and Non-qualified stock options were granted to reporting person on 3/13/03, NQ options vesting in two increments on 3/13/04 and 3/13/05, and ISO's to vest in three increments from 3/13/04 to 3/13/06.
Documents
Issuer
HUMANA INC
CIK 0000049071
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000049071
Filing Metadata
- Form type
- 4
- Filed
- Aug 10, 8:00 PM ET
- Accepted
- Aug 11, 2:59 PM ET
- Size
- 8.5 KB