4//SEC Filing
HUMANA INC 4
Accession 0000049071-04-000001
$HUMCIK 0000049071operating
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 10:34 AM ET
Size
8.8 KB
Accession
0000049071-04-000001
Insider Transaction Report
Form 4
HUMANA INCHUM
MOYA STEVEN O
Sr. VP-Chief Marketing Officer
Transactions
- Tax Payment
Humana Common
2004-01-03$21.63/sh−17,539$379,369→ 32,461 total
Holdings
- 50,000
Options
Exercise: $14.94Exp: 2011-01-03→ Humana Common (50,000 underlying) - 15,000
Options
Exercise: $12.99Exp: 2012-03-13→ Humana Common (15,000 underlying) - 615(indirect: See Footnote)
Humana Common
- 30,000
Options
Exercise: $9.26Exp: 2013-03-13→ Humana Common (30,000 underlying)
Footnotes (6)
- [F1]Each share of Common Stock contains a Right adopted on March 5, 1987, pursuant to the Company Rights Agreement, as amended and restated on February 14, 1996, and amended as of May 27, 1998 and March 1, 1999, which entitles holders of the Company's Common Stock, in the event certain specified events occur, to acquire 1/100 of a share of Series A Participating Preferred Stock at a price of $145 per fractional share.
- [F2]Shares held for reporting person's benefit as of November 30, 2003 under the Humana Retirement & Savings Plan including a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, both exempt under Rule 16b-3(c).
- [F3]Stock options were granted to reporting person on 1/3/01 to vest as follows: 29,918 non-qualified stock options to vest in thirds on 1/3/02,1/3/03 and1/3/04, respectively, and 20,082 incentive stock options to vest in thirds on 1/3/02,1/3/03 and 1/3/04, respectively.
- [F4]Stock options were granted to reporting person on 3/13/02 to vest as follows: 10,000 non-qualified stock options, one-half vesting on 3/13/03 and 3/13/04, respectively, and 5,000 incentive stock options to vest on 3/13/05.
- [F5]Stock options were granted to reporting person on 3/13/03 to vest as follows: 16,218 non-qualified stock options to vest in two increments - 10,000 on 3/13/04 and 6,218 on 3/13/05, and 13,782 incentive stock options to vest in two increments, 3,782 on 3/13/05 and 10,000 on 3/13/06.
- [F6]Right to buy pursuant to the Company's 1996 Stock Incentive Plan for Employees.
Documents
Issuer
HUMANA INC
CIK 0000049071
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000049071
Filing Metadata
- Form type
- 4
- Filed
- Jan 5, 7:00 PM ET
- Accepted
- Jan 6, 10:34 AM ET
- Size
- 8.8 KB