GELLERT MICHAEL E 4
4 · HUMANA INC · Filed Jan 5, 2005
Insider Transaction Report
Form 4
HUMANA INCHUM
GELLERT MICHAEL E
Director
Transactions
- Award
Humana Common
2005-01-03$29.41/sh+3,400$100,011→ 60,237 total
Holdings
- 67,000(indirect: By Trust)
Humana Common
- 5,000
Options
Exercise: $26.94From: 1997-01-02Exp: 2006-01-02→ Humana Common (5,000 underlying) - 2,500
Options
Exercise: $23.05From: 2005-01-02Exp: 2014-01-02→ Humana Common (2,500 underlying)
Footnotes (6)
- [F1]Each share of Common Stock contains a Right adopted on March 5, 1987, pursuant to the Company Rights Agreement, as amended and restated on February 14, 1996, and amended as of May 27, 1998 and March 1, 1999, which entitles holders of the Company's Common Stock, in the event certain specified events occur, to acquire 1/100 of a share of Series A Participating Preferred Stock at a price of $145 per fractional share.
- [F2]Award of stock pursuant to Humana Inc.'s 2003 Stock Incentive Plan in lieu of director fees exempt under 16(b)-3(d)(1).
- [F3]Shares held by reporting person in The Michael E Gellert 2004 Annuity Trust. Reporting person disclaims beneficial ownership of Company stock held by the Trust except to the extent of his pecuniary interest.
- [F4]Right to buy pursuant to Humana Inc.'s 1989 Stock Option Plan for Non-Employee Directors.
- [F5]Right to buy pursuant to Humana Inc.'s 1996 Incentive Stock Option Plan.
- [F6]Right to buy pursuant to Humana Inc.'s 2003 Stock Incentive Plan.