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4//SEC Filing

GELLERT MICHAEL E 4

Accession 0000049071-05-000009

CIK 0000049071other

Filed

Jan 4, 7:00 PM ET

Accepted

Jan 5, 10:03 AM ET

Size

19.5 KB

Accession

0000049071-05-000009

Insider Transaction Report

Form 4
Period: 2005-01-03
Transactions
  • Award

    Humana Common

    2005-01-03$29.41/sh+3,400$100,01160,237 total
Holdings
  • Humana Common

    (indirect: By Trust)
    67,000
  • Options

    Exercise: $26.94From: 1997-01-02Exp: 2006-01-02Humana Common (5,000 underlying)
    5,000
  • Options

    Exercise: $23.05From: 2005-01-02Exp: 2014-01-02Humana Common (2,500 underlying)
    2,500
Footnotes (6)
  • [F1]Each share of Common Stock contains a Right adopted on March 5, 1987, pursuant to the Company Rights Agreement, as amended and restated on February 14, 1996, and amended as of May 27, 1998 and March 1, 1999, which entitles holders of the Company's Common Stock, in the event certain specified events occur, to acquire 1/100 of a share of Series A Participating Preferred Stock at a price of $145 per fractional share.
  • [F2]Award of stock pursuant to Humana Inc.'s 2003 Stock Incentive Plan in lieu of director fees exempt under 16(b)-3(d)(1).
  • [F3]Shares held by reporting person in The Michael E Gellert 2004 Annuity Trust. Reporting person disclaims beneficial ownership of Company stock held by the Trust except to the extent of his pecuniary interest.
  • [F4]Right to buy pursuant to Humana Inc.'s 1989 Stock Option Plan for Non-Employee Directors.
  • [F5]Right to buy pursuant to Humana Inc.'s 1996 Incentive Stock Option Plan.
  • [F6]Right to buy pursuant to Humana Inc.'s 2003 Stock Incentive Plan.

Issuer

HUMANA INC

CIK 0000049071

Entity typeother

Related Parties

1
  • filerCIK 0001018650

Filing Metadata

Form type
4
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 10:03 AM ET
Size
19.5 KB