4//SEC Filing
BERTKO JOHN M 4
Accession 0000049071-05-000037
CIK 0000049071other
Filed
Feb 27, 7:00 PM ET
Accepted
Feb 28, 4:33 PM ET
Size
15.6 KB
Accession
0000049071-05-000037
Insider Transaction Report
Form 4
HUMANA INCHUM
BERTKO JOHN M
Vice President & Chief Actuary
Transactions
- Award
Humana Common
2005-02-24$0.17/sh+2,700$450→ 39,826 total - Award
Options
2005-02-24$32.70/sh+22,300$729,210→ 22,300 totalExercise: $32.70Exp: 2012-02-24→ Humana Common (22,300 underlying)
Holdings
- 1,677(indirect: See Footnote)
Humana Common
- 10,000
Options-ISO
Exercise: $12.99Exp: 2012-03-13→ Humana Common (10,000 underlying) - 20,000
Options
Exercise: $9.26Exp: 2013-03-13→ Humana Common (20,000 underlying) - 50,000
Options
Exercise: $7.47Exp: 2009-11-18→ Humana Common (50,000 underlying) - 15,000
Options
Exercise: $21.27Exp: 2014-02-24→ Humana Common (15,000 underlying)
Footnotes (9)
- [F1]Each share of Common Stock contains a Right adopted on March 5, 1987, pursuant to the Company Rights Agreement, as amended and restated on February 14, 1996, and amended as of May 27, 1998 and March 1, 1999, which entitles holders of the Company's Common Stock, in the event certain specified events occur, to acquire 1/100 of a share of Series A Participating Preferred Stock at a price of $145 per fractional share.
- [F2]Shares held for reporting person's benefit as of January 31,2005 under the Humana Retirement & Savings Plan including a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, both exempt under Rule 16b-3(c).
- [F3]Right to buy pursuant to the Company's 1996 Stock Incentive Plan for Employees.
- [F4]Non-qualified stock options granted to reporting person on 11/18/99 vesting in four increments from 11/18/01 to 11/18/04.
- [F5]Incentive stock options granted to reporting person on 3/13/02 vesting in three increments from 3/13/03 to 3/13/05.
- [F6]Incentive and Non-qualified stock options granted to reporting person on 3/13/03, NQ options vesting in two increments on 3/13/04 and 3/13/05, and ISO's to vest in three increments from 3/13/04 to 3/13/06.
- [F7]Right to buy pursuant to the Company's 2003 Stock Incentive Plan.
- [F8]Incentive and Non-qualified stock options granted to reporting person on 2/24/04, NQ options vesting in three increments from 2/24/05 to 2/24/07, and ISO's vesting in two increments on 2/24/06 and 2/24/07.
- [F9]Incentive and Non-Qualified stock options granted to reporting person on 2/24/05, NQ options vesting in three increments from 2/24/06 to 2/24/08, and ISO's vesting on 2/24/08.
Documents
Issuer
HUMANA INC
CIK 0000049071
Entity typeother
Related Parties
1- filerCIK 0001109306
Filing Metadata
- Form type
- 4
- Filed
- Feb 27, 7:00 PM ET
- Accepted
- Feb 28, 4:33 PM ET
- Size
- 15.6 KB