HUMANA INC 4
4 · HUMANA INC · Filed Jan 3, 2008
Insider Transaction Report
Form 4
HUMANA INCHUM
MOYA STEVEN O
Sr. VP-Chief Marketing Officer
Transactions
- Discretionary Transaction
Humana Common
2007-12-31$75.31/sh−1,205$90,749→ 0 total(indirect: See Footnote)
Holdings
- 21,666
Options
Exercise: $32.70Exp: 2012-02-24→ Humana Common (21,666 underlying) - 31,770
Options
Exercise: $53.96Exp: 2013-02-23→ Humana Common (31,770 underlying) - 31,146
Humana Common
- 5,000
Options
Exercise: $12.99Exp: 2012-03-13→ Humana Common (5,000 underlying) - 38,062
Options
Exercise: $62.10Exp: 2014-02-22→ Humana Common (38,062 underlying) - 13,782
Options
Exercise: $9.26Exp: 2013-03-13→ Humana Common (13,782 underlying)
Footnotes (10)
- [F1]Shares held in a Trust Account
- [F10]Incentive and Non-Qualified stock options granted to reporting person on 2/22/07, NQ options vesting in three increments from 2/22/08 to 2/22/10, and ISO's vesting on 2/22/10.
- [F2]Stock units held for reporting person's benefit as of December 31, 2007 under the Humana Retirement & Savings Plan including a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, both exempt under Rule 16b-3(c).
- [F3]Discretionary transaction in accordance with Rule 16b-3(f) resulting in the disposition of issuer securities held for the benefit of reporting person under the Humana Retirement & Savings Plan. Shares transferred were approximately $75.31 per share.
- [F4]Right to buy pursuant to the Company's 1996 Stock Incentive Plan for Employees.
- [F5]Stock options granted to reporting person on 3/13/02 to vest as follows: 10,000 non-qualified stock options, one-half vesting on 3/13/03 and 3/13/04, respectively, and 5,000 incentive stock options to vest on 3/13/05.
- [F6]Stock options granted to reporting person on 3/13/03 to vest as follows: 16,218 non-qualified stock options to vest in two increments - 10,000 on 3/13/04 and 6,218 on 3/13/05, and 13,782 incentive stock options to vest in two increments, 3,782 on 3/13/05 and 10,000 on 3/13/06.
- [F7]Right to buy pursuant to the Company's 2003 Stock Incentive Plan.
- [F8]Incentive and Non-Qualified stock options granted to reporting person on 2/24/05, NQ options vesting in three increments from 2/24/06 to 2/24/08, and ISO's vesting on 2/24/08.
- [F9]Incentive and Non-Qualified stock options granted to reporting person on 2/23/06, NQ options vesting in three increments from 2/23/07 to 2/23/09, and ISO's vesting on 2/23/09.