HATHCOCK BONNIE C 4
4 · HUMANA INC · Filed May 23, 2011
Insider Transaction Report
Form 4
HUMANA INCHUM
HATHCOCK BONNIE C
Sr VP & Chief Human Res. Off
Transactions
- Sale
Humana Common
2011-05-19$79.91/sh−46,452$3,711,849→ 25,540 total - Tax Payment
Humana Common
2011-05-19$79.83/sh−1,252$99,947→ 24,288 total - Exercise/Conversion
Options
2011-05-19$62.10/sh−38,062$2,363,650→ 0 totalExercise: $62.10Exp: 2014-02-22→ Humana Common (38,062 underlying) - Exercise/Conversion
Humana Common
2011-05-19$62.10/sh+38,062$2,363,650→ 71,992 total
Holdings
- 19,351
Options
Exercise: $41.83Exp: 2016-02-19→ Humana Common (38,701 underlying) - 22,767
Options
Exercise: $61.18Exp: 2018-02-17→ Humana Common (22,767 underlying) - 24,235
Options
Exercise: $46.40Exp: 2017-02-18→ Humana Common (12,117 underlying) - 41,036
Options
Exercise: $69.47Exp: 2015-02-21→ Humana Common (41,036 underlying) - 5,149
Restricted Stock Units
→ Humana Common (5,149 underlying)
Footnotes (10)
- [F1]The shares sold in multiple lots ranging from $79.69 to $80.04. The weighted average sale price was $79.9072.
- [F10]Restricted stock units granted to reporting person on 2/17/11, 100% of the award is vesting on 2/17/14.
- [F2]Right to buy pursuant to the Company's 2003 Stock Incentive Plan.
- [F3]Incentive and Non-Qualified stock options granted to reporting person on 2/22/07, NQ options vesting in three increments from 2/22/08 to 2/22/10, and ISO's vesting on 2/22/10.
- [F4]Incentive and Non-Qualified stock options granted to reporting person on 2/21/08, NQ options vesting in three increments from 2/21/09 to 2/21/11, and ISO's vesting on 2/21/11.
- [F5]Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/19/10 to 2/19/12.
- [F6]Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/18/11 to 2/18/13.
- [F7]Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/17/12 to 2/17/14.
- [F8]Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.
- [F9]Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).