GOODMAN BRUCE J 4

Accession 0000049071-11-000125

CIK 0000049071other

View on SEC.gov Company Profile

Filed

Jun 23, 8:00 PM ET

Accepted

Jun 24, 9:40 AM ET

Size

17.8 KB

Accession

0000049071-11-000125

Insider Transaction Report

Form 4

Period: 2011-06-22

HUMANA INCHUM

GOODMAN BRUCE J

Sr VP & Chief Serv. & Info. Of

Transactions

Exercise/Conversion
Options
2011-06-22$69.47/sh−1,439$99,975→ 39,597 total
Exercise: $69.47Exp: 2015-02-21→ Humana Common (1,439 underlying)
Exercise/Conversion
Humana Common
2011-06-22$69.47/sh+1,439$99,975→ 34,280 total

Holdings

Options
Exercise: $46.40Exp: 2017-02-18→ Humana Common (25,966 underlying)
25,966
Options
Exercise: $41.83Exp: 2016-02-19→ Humana Common (10,000 underlying)
48,052
Restricted Stock Units
→ Humana Common (3,432 underlying)
3,432
Options
Exercise: $53.96Exp: 2013-02-23→ Humana Common (45,802 underlying)
45,802
Options
Exercise: $61.18Exp: 2018-02-17→ Humana Common (15,178 underlying)
15,178
Humana Common
(indirect: See Footnote)
128
Options
Exercise: $62.10Exp: 2014-02-22→ Humana Common (36,452 underlying)
36,452

Footnotes (11)

[F1]Stock units held for the benefit of reporting person as of May 31, 2011 under the Humana Retirement & Savings Plan including a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, both exempt under Rule 16b-3(c).
[F10]Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
[F11]Restricted stock units granted to reporting person on 2/17/11, 100% of the award is vesting on 2/17/14.
[F2]Right to buy pursuant to the Company's 2003 Stock Incentive Plan.
[F3]Incentive and Non-Qualified stock options granted to reporting person on 2/23/06, NQ options vesting in three increments from 2/23/07 to 2/23/09, and ISO's vesting on 2/23/09.
[F4]Incentive and Non-Qualified stock options granted to reporting person on 2/22/07, NQ options vesting in three increments from 2/22/08 to 2/22/10, and ISO's vesting on 2/22/10.
[F5]Incentive and Non-Qualified stock options granted to reporting person on 2/21/08, NQ options vesting in three increments from 2/21/09 to 2/21/11, and ISO's vesting on 2/21/11.
[F6]Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/19/10 to 2/19/12.
[F7]Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/18/11 to 2/18/13.
[F8]Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.
[F9]Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/17/12 to 2/17/14.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

HUMANA INC

CIK 0000049071

→

Entity typeother

IncorporatedKY

Related Parties

filerCIK 0001083933

Filing Metadata

Form type: 4
Filed: Jun 23, 8:00 PM ET
Accepted: Jun 24, 9:40 AM ET
Size: 17.8 KB

View on SEC.gov